RM
Robert C. Moses
BEACON FINANCIAL GROUP
Dallas, TX 75252-5654
Some features on this profile are disabled
CRD#: 341294
RM
Professional summary
Robert Charles Moses, who also goes by Bob Moses, Robert C Moses, is a registered financial advisor currently at BEACON FINANCIAL GROUP located in Dallas, Texas and KESTRA INVESTMENT SERVICES, LLC located in Dallas, Texas.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1968. Robert has worked at 9 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bob Moses | Robert C Moses
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: TPG Financial, Inc. Investment Related: No Address: 17300 Preston Road Suite 120 Dallas TX 75252 Nature of Business: Other Other/None of the Above checkbook Position, Title or Relationship: Owner Start Date: 1/1/2000 Hours per month: 51% - 60% (81 - 96 hours) Hours per month during trading hours: 51% - 60% (71 - 84 hours) Duties: presBusiness Name: Beacon Retirement Financial Services, Inc. Investment Related: No Address: 17300 Preston Road Suite 120 Dallas TX 75252 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Other,Investments, Fee-Based Compensation Start Date: 1/1/2008 Hours per month: 61% - 70% (97 - 112 hours) Hours per month during trading hours: 41% - 50% (57 - 70 hours) Duties: salesBusiness Name: Beacon Financial Group Investment Related: Yes Address: 17300 Preston rd Dallas TX 75252 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through an independent outside RIA; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: advisor rep Start Date: 1/1/2005 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: solicit new and current clientsBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services
CRS (Client Relationship Summary) - RIA
Click below to view Robert Charles Moses's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 30, 2006 - Present
BEACON FINANCIAL GROUP
Office #1: 17300 Preston Rd, Suite 120 C/o Melissa Wheeler, Dallas, TX 75252-5654RIA
CRD#: 110038
Dallas, TX
Current
August 15, 1997 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 17300 Preston Rd. Ste. 120, Dallas, TX 75252BD
CRD#: 42046
Dallas, TX
Past
April 21, 2016 - March 26, 2025
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
DALLAS, TX
Past
August 15, 1997 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
ADDISON, TX
Past
June 25, 1993 - August 28, 1997
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Past
March 29, 1989 - July 20, 1993
BERKSHIRE EQUITY SALES, INC.
BD
CRD#: 87
PITTSFIELD, MA
Past
May 14, 1985 - December 31, 1988
LOWRY FINANCIAL SERVICES CORPORATION
BD
CRD#: 7291
NORTH PALM BEACH, FL
Past
June 11, 1980 - June 3, 1982
PTX SECURITIES, LLC
BD
CRD#: 7735
Past
May 13, 1974 - April 17, 1986
BERKSHIRE EQUITY SALES, INC.
BD
CRD#: 87
Past
August 19, 1971 - June 15, 1974
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
Past
August 20, 1968 - June 15, 1974
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BEACON FINANCIAL GROUP
BEACON FINANCIAL GROUP | BEACON RETIREMENT PLANNING SERVICES INC.
CRD#: 110038 / SEC#: 801-57962
RIA
Registered Investment Advisory firm - (9/15/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/17/2005)
RR
California(11/19/1998)
RR
Colorado(8/15/1997)
RR
Florida(9/13/2002)
RR
Georgia(4/18/2002)
RR
Massachusetts(10/26/2001)
RR
Michigan(7/5/2001)
RR
Nebraska(7/26/2004)
RR
New Mexico(4/16/1998)
RR
New York(8/29/1997)
RR
North Carolina(4/10/2019)
RR
Pennsylvania(8/29/1997)
RR
Texas(8/15/1997)
IAR
Texas(5/30/2006)
RR
Virginia(7/13/2004)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 8/6/1968
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
BF
BEACON FINANCIAL GROUP
BEACON FINANCIAL GROUP | BEACON RETIREMENT PLANNING SERVICES INC.
CRD#: 110038 / SEC#: 801-57962
RIA
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Contact information
Main Address
17300 Preston Rd, Suite 120 C/o Melissa Wheeler, Dallas, TX 75252-5654
Mailing Address
Phone number
(972) 726-9888
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,121 |
| AUM (Assets Under Management) | $ 1,137,548,918 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BEACON FINANCIAL GROUP
CRD#: 110038Dallas, TX 75252-5654TRUST BUT VERIFY
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