Robert Charles Moses

Business Name: TPG Financial, Inc. Investment Related: No Address: 17300 Preston Road Suite 120 Dallas TX 75252 Nature of Business: Other Other/None of the Above checkbook Position, Title or Relationship: Owner Start Date: 1/1/2000 Hours per month: 51% - 60% (81 - 96 hours) Hours per month during trading hours: 51% - 60% (71 - 84 hours) Duties: presBusiness Name: Beacon Retirement Financial Services, Inc. Investment Related: No Address: 17300 Preston Road Suite 120 Dallas TX 75252 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Other,Investments, Fee-Based Compensation Start Date: 1/1/2008 Hours per month: 61% - 70% (97 - 112 hours) Hours per month during trading hours: 41% - 50% (57 - 70 hours) Duties: salesBusiness Name: Beacon Financial Group Investment Related: Yes Address: 17300 Preston rd Dallas TX 75252 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through an independent outside RIA; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: advisor rep Start Date: 1/1/2005 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: solicit new and current clientsBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services