Clifton Morris
Professional summary
Clifton Morris JR, who also goes by Cliff Morris, is a registered financial professional currently at MCDUFFIE/MORRIS FINANCIAL GROUP, INC. located in Charlotte, North Carolina.
Clifton is registered as a RR (Registered Representative) and started their career in finance in 1970. Clifton has worked at 7 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE, Series 1, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Clifton Morris JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 1, 1996 - Present
MCDUFFIE/MORRIS FINANCIAL GROUP, INC.
January 1, 2005 - December 31, 2024
1ST NAT'L FINANCIAL PLANNING CORP.
January 17, 1986 - January 5, 1996
INVESTACORP, INC.
November 9, 1982 - January 27, 1986
CADARET, GRANT & CO., INC.
August 27, 1982 - December 2, 1982
INDEPENDENT FINANCIAL PLANNERS CORPORATION
February 15, 1982 - July 26, 1982
PRUCO SECURITIES, LLC.
April 16, 1970 - July 26, 1982
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/21/1996)
(2/6/1996)
(5/6/2019)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 1
Date: 4/2/1970
Registered Representative ExaminationFINRA
Current Firm
MCDUFFIE/MORRIS FINANCIAL GROUP, INC.
CRD#: 39654 / SEC#: , 8-48782
Contact information
FINRA licenses (3 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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