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CRD#: 39654
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

MCDUFFIE/MORRIS FINANCIAL GROUP, INC. is located at 18328 Rosapenny Rd, Charlotte, NC 28278 and was first established at Atlanta, Florida in 12/30/2003. After operating for 22 years, MCDUFFIE/MORRIS FINANCIAL GROUP, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of MCDUFFIE/MORRIS FINANCIAL GROUP, INC.’s clients are individuals and 0% of their clients are high net worth individuals. MCDUFFIE/MORRIS FINANCIAL GROUP, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at MCDUFFIE/MORRIS FINANCIAL GROUP, INC. are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access MCDUFFIE/MORRIS FINANCIAL GROUP, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at MCDUFFIE/MORRIS FINANCIAL GROUP, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for MCDUFFIE/MORRIS FINANCIAL GROUP, INC. Comes From

Understanding the Statistics for MCDUFFIE/MORRIS FINANCIAL GROUP, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
1

FIRM INFORMATION

Main Address
18328 Rosapenny Rd, Charlotte, NC 28278
Mailing Address
18328 Rosapenny Rd, Charlotte, NC 28278
Firm Size
Small
Phone Number
(386) 506-9925
Established
Florida since 12/30/2003
Firm Type
Corporation
Fiscal year end
April
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
MORRIS, CLIFTON JRPRESIDENT, CCO340395

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Advisor's working at MCDUFFIE/MORRIS FINANCIAL GROUP, INC.

CM

Clifton Morris JR

Cliff Morris
RR
CRD#: 340395
Location:
Charlotte, NC
Company:
MCDUFFIE/MORRIS FINANCIAL GROUP, INC.
Disclosures:
Experience:
55 years
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