Andrew J. Monness
Professional summary
Andrew James Monness is a registered financial professional currently at MONNESS CRESPI HARDT & CO., INC. located in New York, New York.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 1964. Andrew has worked at 3 firms and has passed the Series 52TO, Series 7TO, Series 99TO, SIE, Series 1, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew James Monness's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 5, 1977 - Present
MONNESS CRESPI HARDT & CO., INC.
Office #1: 767 Third Ave, New York, NY 10017Office #2: 780 Third Avenue 24th Fl, New York, NY 10017-2047June 14, 1976 - January 23, 1977
HALCYON SECURITIES, INC.
November 11, 1964 - June 25, 1976
MONNESS, WILLIAMS & SIDEL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/1983)
(11/4/1987)
(7/15/1992)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 1
Date: 5/5/1961
Registered Representative ExaminationFINRA
NYSE Arca, Inc.
Nasdaq Stock Market
Current Firm
MONNESS CRESPI HARDT & CO., INC.
CRD#: 7424 / SEC#: , 8-21380
Contact information
FINRA licenses (14 States and Territories)
Disclosures
| Regulatory Event | 4 |
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