Gene C. Brunzell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gene Charles Brunzell was a registered financial professional .
Gene is a previously registered financial professional and started their career in finance in 1969. Gene had worked at 4 firms and has passed the Series 63, Series 55, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 2007 - March 8, 2013
THE BENCHMARK COMPANY, LLC
October 28, 2002 - December 3, 2007
CROWELL, WEEDON & CO.
November 5, 1974 - June 26, 2002
DEUTSCHE IXE, LLC
December 1, 1969 - December 7, 1974
JOHN STEPHENS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/24/1999
Limited Representative-Equity Trader ExamSeries 1
Date: 3/23/1965
Registered Representative ExaminationSeries 00
Date: 11/10/1969
General Securities Principal ExaminationCurrent Firm
THE BENCHMARK COMPANY, LLC
CRD#: 22982 / SEC#: , 8-40081
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 1 |
Red Flags
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