John Robert Mills
CFP®, CIMA®Professional Summary
John Robert Mills, CFP®, CIMA® is a registered financial advisor currently at ALT FUND DISTRIBUTORS LLC located in New York, New York. John is registered as a RR (Registered Representative) and started their career in finance in 1973. John has worked at 18 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 1 and Series 000 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
53 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
ALT FUND DISTRIBUTORS LLC | CATALYST MUTUALS FUND DISTRIBUTORS LLC | CAPITAL REAL ESTATE SECURITIES, LLC | ASCENT REAL ESTATE SECURITIES, LLC | ASCENT REAL ESTATE SECURITIES LLC
Contact Information
Main Address
140 East 45th Street Suite 19 B, New York, NY 10017Mailing Address
140 East 45th Street Suite 19 B, New York, NY 10017Phone Number
(646) 757-8062Established
Colorado since 12/18/2007Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/29/2024)
(1/16/2015)
(2/29/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 1 — Registered Representative Examination
Passed Jun 1973Series 000 — General Securities Principal Examination
Passed Jan 1973SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view John Robert Mills's CRS (Customer Relationship Summary).
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