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William Beard Bruder

CRD# 33504·Registered 1974 - 2004
Previously Registered: Being a previously registered professional could mean that William is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

William Beard Bruder, who also goes by Bill Bruder, was a registered financial advisor. William was a previously registered financial advisor and started their career in finance 1974 - 2004. William had worked at 13 firms and has passed the Series 65, Series 63, Series 1 and Series 8 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bill Bruder

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

52 years in the financial services industry

Current & Past Employments

CONNECTICUT INVESTMENT MANAGEMENT INC·CRD# 110462
RIA
Centerbrook, CT
May 15, 2002 - June 9, 2004
LADENBURG THALMANN & CO. INC.·CRD# 505
BD
New York, NY
April 4, 1997 - May 21, 1997
CAPITAL INTERNATIONAL SECURITIES GROUP, INC.·CRD# 29771
BD
Miami, FL
April 19, 1996 - May 10, 1996
CAPITAL INTERNATIONAL SECURITIES GROUP, INC.·CRD# 29771
BD
Miami, FL
January 5, 1994 - February 1, 1995
MCLEOD & COMPANY, INC.·CRD# 23885
BD
June 23, 1993 - October 14, 1993
JW GENESIS CLEARING CORP.·CRD# 6631
BD
Boca Raton, FL
May 1, 1991 - May 14, 1993
DOMINICK & DICKERMAN LLC·CRD# 7344
BD
Old Greenwich, CT
October 4, 1989 - April 26, 1991
MORGAN KEEGAN & COMPANY, LLC·CRD# 4161
BD
Memphis, TN
July 15, 1982 - September 5, 1989
KIDDER, PEABODY & CO. INCORPORATED·CRD# 7613
BD
April 26, 1979 - July 20, 1982
LOEB PARTNERS·CRD# 7534
BD
January 18, 1978 - May 10, 1979
LOEB RHOADES & CO. INC.·CRD# 7502
BD
January 4, 1977 - January 18, 1978
LOEB, RHOADES & CO. INC.·CRD# 525
BD
October 6, 1975 - January 4, 1977
EDWARDS & HANLY·CRD# 6554
BD
April 21, 1975 - November 10, 1975
REYNOLDS SECURITIES, INC.·CRD# 712
BD
July 23, 1974 - May 12, 1975

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 2002About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1983About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Jul 1974

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Jun 1984

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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