William B. Bruder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Beard Bruder, who also goes by Bill Bruder, was a registered financial advisor .
William is a previously registered financial advisor and started their career in finance in 1974. William had worked at 13 firms and has passed the Series 65, Series 63, Series 1 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2002 - June 9, 2004
CONNECTICUT INVESTMENT MANAGEMENT INC
April 4, 1997 - May 21, 1997
LADENBURG THALMANN & CO. INC.
April 19, 1996 - May 10, 1996
CAPITAL INTERNATIONAL SECURITIES GROUP, INC.
January 5, 1994 - February 1, 1995
CAPITAL INTERNATIONAL SECURITIES GROUP, INC.
June 23, 1993 - October 14, 1993
MCLEOD & COMPANY, INC.
May 1, 1991 - May 14, 1993
JW GENESIS CLEARING CORP.
October 4, 1989 - April 26, 1991
DOMINICK & DICKERMAN LLC
July 15, 1982 - September 5, 1989
MORGAN KEEGAN & COMPANY, LLC
April 26, 1979 - July 20, 1982
KIDDER, PEABODY & CO. INCORPORATED
January 18, 1978 - May 10, 1979
LOEB PARTNERS
January 4, 1977 - January 18, 1978
LOEB RHOADES & CO. INC.
October 6, 1975 - January 4, 1977
LOEB, RHOADES & CO. INC.
April 21, 1975 - November 10, 1975
EDWARDS & HANLY
July 23, 1974 - May 12, 1975
REYNOLDS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/22/1974
Registered Representative ExaminationSeries 8
Date: 6/29/1984
General Securities Sales Supervisor Examination (Options Module & General Module)Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
