David W. Miller
Professional summary
David Wells Miller is a registered financial professional currently at DINAN CAPITAL ADVISORS located in Phoenix, Arizona.
David is registered as a RR (Registered Representative) and started their career in finance in 1974. David has worked at 4 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE, Series 1, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Wells Miller's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 4, 2012 - Present
DINAN CAPITAL ADVISORS
Office #1: 307 N Gateway Blvd, Phoenix, AZ 85008-6589October 20, 2008 - October 6, 2009
WEDBUSH SECURITIES INC.
May 4, 1989 - March 3, 2009
PEACOCK, HISLOP, STALEY & GIVEN, INC.
May 14, 1974 - May 15, 1989
YOUNG, SMITH & PEACOCK, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/5/2012)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 1
Date: 5/11/1974
Registered Representative ExaminationFINRA
Current Firm
DINAN CAPITAL ADVISORS
CRD#: 157327 / SEC#: , 8-68847
Contact information
FINRA licenses (6 States and Territories)
Documents
Red Flags
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