David Wells Miller
Professional Summary
David Wells Miller is a registered financial advisor currently at DINAN CAPITAL ADVISORS located in Phoenix, Arizona. David is registered as a RR (Registered Representative) and started their career in finance in 1974. David has worked at 4 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE, Series 1, Series 24 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
52 years in the financial services industry
Current & Past Employments
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Current Firm
CERES CAPITAL ADVISORS | DINAN CAPITAL ADVISORS, CERES CAPITAL ADVISORS | DINAN CAPITAL ADVISORS | DCCA SECURITIES, LLC
Contact Information
Main Address
307 N Gateway Blvd, Phoenix, AZ 85008-6589Mailing Address
307 N Gateway Blvd, Phoenix, AZ 85008-6589Phone Number
(855) 955-1500Established
Arizona since 02/16/2011Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (6 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/5/2012)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 1 — Registered Representative Examination
Passed May 1974SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view David Wells Miller's CRS (Customer Relationship Summary).
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