Samuel L. Milbank
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samuel Livingston Milbank MR., who also goes by Samuel Livingston Milbank, Tony Milbank Mr., was a registered financial professional .
Samuel is a previously registered financial professional and started their career in finance in 1970. Samuel had worked at 8 firms and has passed the Series 63, SIE, PC, Series 5, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2014 - April 7, 2015
SONENSHINE & COMPANY LLC
January 9, 2006 - February 13, 2013
GROUPARGENT SECURITIES, LLC
May 15, 1997 - April 4, 2005
THE ZANETT SECURITIES CORPORATION, A NEW YORK CORPORATION
March 5, 1992 - July 18, 1994
LEHMAN SPECIAL SECURITIES INC.
March 5, 1992 - October 23, 1995
LEHMAN GOVERNMENT SECURITIES INC.
March 5, 1992 - January 23, 1996
LEHMAN BROTHERS INC.
April 3, 1973 - February 27, 1992
SALOMON BROTHERS INC.
December 24, 1970 - May 2, 1973
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
PC
Date: 11/15/1982
AMEX Put and Call ExamSeries 5
Date: 3/1/1982
Interest Rate Options ExaminationSeries 1
Date: 12/21/1970
Registered Representative ExaminationSeries 40
Date: 11/15/1976
Registered Principal ExaminationCurrent Firm
SONENSHINE & COMPANY LLC
CRD#: 104357 / SEC#: , 8-52819
Contact information
FINRA licenses (21 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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