William H. Meyer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Henry Meyer, who also goes by William Henry Meyer IV, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1974. William had worked at 7 firms and has passed the Series 6, Series 1, Series 2 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 2011 - November 22, 2013
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 11, 2002 - April 26, 2011
TRANSAMERICA INVESTORS SECURITIES, LLC
October 15, 1993 - July 31, 1996
VOYA FINANCIAL PARTNERS, LLC
November 28, 1984 - October 10, 1985
AETNA FINANCIAL SERVICES, INC.
June 19, 1983 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
April 28, 1975 - March 1, 1980
SYMETRA SECURITIES, INC.
February 14, 1974 - September 2, 1975
AMERICAN UNITED LIFE INSURANCE COMPANY
Primary Firm SEC Registration
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164 / SEC#: 801-38618, 8-33429
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/9/1974
Registered Representative ExaminationSeries 2
Date: 12/9/1972
Non-Member General Securities ExaminationCurrent Firm
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164 / SEC#: 801-38618, 8-33429
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
