Walter Meranze
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walter Meranze was a registered financial professional .
Walter is a previously registered financial professional and started their career in finance in 1969. Walter had worked at 7 firms and has passed the Series 65, Series 63, SIE, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2016 - December 10, 2018
CORDATUS WEALTH MANAGEMENT LLC
June 24, 2016 - July 7, 2016
PROSPERA FINANCIAL SERVICES, INC.
June 17, 2016 - December 31, 2017
PROSPERA FINANCIAL SERVICES, INC.
September 25, 2015 - June 28, 2016
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - June 28, 2016
WELLS FARGO CLEARING SERVICES, LLC
May 26, 1989 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
January 6, 1977 - June 6, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
February 6, 1976 - January 6, 1977
DREXEL BURNHAM & CO. INCORPORATED
October 27, 1969 - February 6, 1976
DREXEL BURNHAM & CO. INCORPORATED
Primary Firm SEC Registration
CORDATUS WEALTH MANAGEMENT LLC
CRD#: 282871 / SEC#: 801-107770
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 11/9/1989
AMEX Put and Call ExamSeries 1
Date: 8/28/1967
Registered Representative ExaminationCurrent Firm
CORDATUS WEALTH MANAGEMENT LLC
CRD#: 282871 / SEC#: 801-107770
Contact information
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 907 |
| AUM (Assets Under Management) | $ 525,591,407 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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