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VM

Virginia D. Mellitas

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CRD#: 331625
VM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Virginia Despina Mellitas, who also goes by Despina VIrginia Mellitas, was a registered financial professional .

Virginia is a previously registered financial professional and started their career in finance in 1969. Virginia had worked at 7 firms and has passed the Series 63, Series 5, PC, Series 000 and Series 1 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Despina Virginia Mellitas

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

June 20, 2005 - November 11, 2013

BISHOP, ROSEN & CO., INC.

BD
CRD#: 1248
NEW YORK, NY
Past

October 3, 2003 - June 21, 2005

GILFORD SECURITIES INCORPORATED

BD
CRD#: 8076
NEW YORK, NY
Past

April 29, 2002 - October 20, 2003

RYAN BECK & CO.

BD
CRD#: 3248
FLORHAM PARK, NJ
Past

October 1, 1985 - May 13, 2002

GRUNTAL & CO., L.L.C.

BD
CRD#: 372
NEW YORK, NY
Past

August 13, 1984 - October 1, 1985

JII SECURITIES INC.

BD
CRD#: 406
Past

September 1, 1969 - August 22, 1984

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
Past

July 14, 1969 - April 28, 1972

SARTORIUS & CO.

BD
CRD#: 743

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 1/9/1980
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 5
Date: 10/14/1981
Interest Rate Options Examination
General Industry/Product Exam
RR
PC
Date: 9/1/1977
AMEX Put and Call Exam
General Industry/Product Exam
RR
Series 000
Date: 9/1/1969
General Securities Principal Examination
General Industry/Product Exam
RR
Series 1
Date: 7/10/1969
Registered Representative Examination

Current Firm


BR
BISHOP, ROSEN & CO., INC.
BISHOP, ROSEN & CO., INC.

CRD#: 1248 / SEC#: , 8-12140

BD
Terminated by SEC on 11/19/2016
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Contact information


Main Address
100 Broadway 16th Floor, New York, NY, 10005
Mailing Address
Phone number
Established
New York since 08/18/1964
Firm type
Other Types of Legal Formation
Fiscal year end
December
# of Employees

Documents


Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
ROSEN, ROBERT STEPHENPRESIDENT, DIRECTOR, CEO404271
SCHLESINGER, ISAACVP, SECRETARY, DIRECTOR, CFO, COO, CCO413636
MURPHY, THOMAS JAMESVP839873

Disclosures


Regulatory Event15
Arbitration1
Bond1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BISHOP, ROSEN & CO., INC.

CRD#: 1248

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