Warren E. Mcmanus
Professional summary
Warren Edward Mcmanus Jr is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Warren is registered as a RR (Registered Representative) and started their career in finance in 1973. Warren has worked at 7 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Warren Edward Mcmanus Jr's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 1, 2013 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901October 11, 2002 - September 16, 2005
PRINCIPAL SECURITIES, INC.
December 21, 1995 - August 5, 2013
PRINCIPAL SECURITIES, INC.
June 18, 1992 - December 31, 1995
SIGNATOR FINANCIAL SERVICES, INC.
December 14, 1989 - June 12, 1992
LINCOLN FINANCIAL DISTRIBUTORS, INC.
August 13, 1985 - September 14, 1989
JOHN HANCOCK DISTRIBUTORS LLC
February 13, 1982 - July 8, 1985
PRUCO SECURITIES, LLC.
April 3, 1973 - July 8, 1985
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/1/2013)
(2/10/2015)
(2/10/2015)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 3/26/1973
Registered Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
