KG
Kurt J. Goeser
STATE FARM INVESTMENT MANAGEMENT
Lawrence, KS 66047-2082
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CRD#: 3278901
KG
Professional summary
Kurt Joseph Goeser is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Lawrence, Kansas and STATE FARM VP MANAGEMENT CORP. located in Lawrence, Kansas.
Kurt is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Kurt has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Douglas County CASA; non-investment-related; 1009 New Hampshire Suite A & B Lawrence KS 66044; Public Service-Court Appointed Special Advocates are volunteers trained to advocate for children who have been abused and neglected and are under the protection of the court. These CASA volunteers are appointed by the judge and meet regularly with the child, review records, and talk to family members and professionals involved in the child's case. They help guide these children to safe, permanent homes and stable lives.; Board Member; Treasurer; 1/1/2022; 4/0; Attend board meetings and local events to show support for the organization. Also serve on the Development Committee so offer support and opinion as it relates to the fundraising/sponsorship activities managed by the Development Director. 2) Kurt Goeser's Insurance Agency; Insurance Agency; Investment-related; 1811 Wakarusa Dr Ste 100 Lawrence, KS 66047 and 4401 S Noland Road Independence MO 64055; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 01/01/2002; 80; 80; Service customers and supervise employees. 3) JA Hawk LLC; Non-investment-related; 1811 Wakarusa Dr., Lawrence, KS 66047; Investment or Commercial Property; Owner; Owner; 2/1/2010; 3; 0; strategic insight. 4) Lawrence NAFIA Association; investment-related; 1811 Wakarusa Drive, Lawrence, KS 66047; Association/Committee/Council; Member; Director; 7/1/2012; 2; 0; treasurer, bill paying, bank reconciliation. 5) Cottonwood Foundation; Non-investment-related; 2801 West 31st Street, Lawrence, KS 66047; Association/Committee/Council; Member; none; 1/1/2012; 10; 0; organizational support. 6) Kurt and Julee Goeser - Property #1 (personally Held Real Estate); investment-related; 6287 Sun Boulevard Unit 5, St. Petersburg, FL 33715; investment or commercial property; Owner; 08/08/2024; 2; 0; Leasing/Renting, personally owned real estate 7) Douglas County Casa; non-investment-related; 725 N. 2nd Street, Suite M, Lawrence, KS 66044; public service; Officer; Treasurer; 08/08/2024; 3; 0; Provide advocate support to kids in the foster care system, Member of a Finance Committee, Budget review and approval.
CRS (Client Relationship Summary) - RIA
Click below to view Kurt Joseph Goeser's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 22, 2020 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 1811 Wakarusa Dr Ste 100, Lawrence, KS 66047-2082Office #2: 4401 S Noland Road, Independence, MO 64055RIA
CRD#: 3487
Lawrence, KS
Current
November 23, 1999 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 1811 Wakarusa Dr Ste 100, Lawrence, KS 66047-2082BD
CRD#: 43036
Lawrence, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(6/9/2025)
IAR
Colorado(6/10/2025)
RR
Kansas(1/30/2002)
IAR
Kansas(12/22/2020)
RR
Missouri(1/2/2001)
IAR
Missouri(12/22/2020)
RR
Nebraska(6/18/2004)
IAR
Nebraska(12/22/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
