Stacy L. Roach
Professional summary
Stacy Lee Roach MR. is a registered financial professional currently at PROFUNDS DISTRIBUTORS, INC. located in Bethesda, Maryland.
Stacy is registered as a RR (Registered Representative) and started their career in finance in 1999. Stacy has worked at 2 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stacy Lee Roach MR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
April 23, 2003 - Present
PROFUNDS DISTRIBUTORS, INC.
Office #1: 7272 Wisconsin Avenue 21st Floor, Bethesda, MD 20814December 21, 1999 - April 3, 2003
GOLDMAN SACHS CUSTODY SOLUTIONS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/5/2004)
(4/23/2003)
(4/23/2003)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
PROFUNDS DISTRIBUTORS, INC.
CRD#: 19541 / SEC#: , 8-37601
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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