Christina L. Orta
COOPER MCMANUS
WESTLAKE VILLAGE, CA 91362
Some features on this profile are disabled
CRD#: 3278327
Professional summary
Christina Lindsey Orta, CFP®, who also goes by Christina M Lindsey, Christine Marie Lindsey, is a registered financial advisor currently at COOPER MCMANUS located in Westlake Village, California and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Westlake Village, California.
Christina is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Christina has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Christina M Lindsey | Christine Marie Lindsey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) LINDSEY AND LINDSEY WEALTH MANAGEMENT, 4195 E THOUSAND OAKS BLVD, STE 125,WESTLAKE VILLAGE, CA, S-CORP- OWNER/PRESIDENT 01/01/18, INV REL, 40/WK- 10/TRADING 2) ASCENT WEALTH MANAGEMENT, 4195 E THOUSAND OAKS BLVD, STE 125, WESTLAKE VILLAGE, CA, S-SORP, OWNER/PRESIDENT, 01/01/18, INV REL, 10/WK-5 TRADING 3) CL ORTA, INC, 4195E THOUSAND OAKS BLVD, STE 125, WESTLAKE VILLAGE, CA, S-CORP, OWNER, 01/01/19, 2/WK- 1/TRADING 4) CHRISTINA ORTA; NOT INVESTMENT RELATED; 4195 E. THOUSAND OAKS BLVD., SUITE 125, WESTLAKE VILLAGE, CA 91362; INSURANCE SALES; INSURANCE AGENT; CA INSURANCE AGENT (LICENSE #0I80001); 15 HRS/MONTH; 0 HRS/MONTH DURING TRADING HOURS; INDIVIDUAL OFFERS LIFE INSURANCE, ACCIDENT & HEALTH INSURANCE, AND VARIABLE CONTRACTS PRODUCTS 5) LIFE INSURANCE AND LONG TERM CARE INSURANCE, 4195 E. Thousand Oaks Blvd. Suite 125, Westlake CA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 08/01/2014, 10/HR MO, 4/HR MO Trading 6) HILLCREST CHRISTIAN SCHOOL, 449 E. Wilbur Rd., Thousand Oaks CA 91360, United States, 10/20/2023, Treasurer, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 8 HR/MO - 1 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Christina Lindsey Orta's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
January 31, 2014 - Present
COOPER MCMANUS
Office #1: 4195 E Thousand Oaks Blvd Suite 125, Westlake Village, CA 91362Office #2: 200 Auburn Folsom Rd Suite 101, Auburn, CA 95603Office #3: 2700 E Foothill Rd Suite 306, Pasadena, CA 91107Office #4: 1981 N. Broadway Suite 300, Walnut Creek, CA 92596Office #5: 6200 Antioch St., Oakland, CA 94611RIA
CRD#: 111458
WESTLAKE VILLAGE, CA
Current
March 27, 2020 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 4195 E. Thousand Oaks Blvd Suite 125, Westlake Village, CA 95603Office #2: 6200 Antioch St., Oakland, CA 94611Office #3: 301 N Lake Ave. Ste. 770, Pasadena, CA 91101Office #4: 416 Auburn Folsom Rd., Auburn, CA 95603Office #5: 899 Northgate Drive Suite 307, San Rafael, CA 94903Office #6: 1255 Treat Blvd. #300, Walnut Creek, CA 94597BD
CRD#: 39543
Westlake Village, CA
Past
January 29, 2014 - March 27, 2020
SECURITIES AMERICA, INC.
BD
CRD#: 10205
San Ramon, CA
Past
October 1, 2007 - December 20, 2013
WALTON SECURITIES, INC.
BD
CRD#: 143763
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CM
COOPER MCMANUS
401KAMERICA | WEST PRIVATE WEALTH MANAGEMENT | THE PURMORT GROUP | TAX SMART INVESTING & PLANNING | TADMAN FINANCIAL | SYV WEALTH ADVISORS | ROYAL GLOBAL ASSET MANAGEMENT LLC | RIDGE FINANCIAL PLANNING | RICCIO WEALTH MANAGEMENT | PRUDENCE WEALTH ADVISORY | PEARL FINANCIAL | NEWPORT INVESTORS | MORGAN STERLING PRIVATE WEALTH MANAGEMENT | MKT WEALTH MANAGEMENT | LORRIMER PRIVATE WEALTH MANAGEMENT | LINDSEY AND LINDSEY WEALTH MANAGEMENT | LEFT LANE FINANCIAL | LDW CONSULTING GROUP | LARSON FINANCIAL SERVICES, INC. | KERR FINANCIAL FAMILY | K.W. JONES WEALTH | IRVINE WEALTH MANAGEMENT | HARRINGTON FINANCIAL | FIRST PRINCIPLES WEALTH MANAGEMENT | FINANCIAL CLARITY GUIDES | FAIR PLANET ADVISORS | EVERGREEN WEALTH ADVISORY GROUP | EHG FINANCIAL | CROSS FINANCIAL INVESTMENTS | COOPER MCMANUS | COOPER FINANCIAL GROUP | CB WEALTH ADVISORY | AVANA WEALTH MANAGEMENT | ATLAS INDICATORS INVESTMENT ADVISORS | ASCENT WEALTH MANAGEMENT
CRD#: 111458 / SEC#: 801-61944
RIA
Registered Investment Advisory firm - (4/7/2003 Approved)California
Registered Investment Advisory firm - (4/9/2003 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/27/2020)
IAR
California(1/31/2014)
RR
California(3/27/2020)
RR
Colorado(3/27/2020)
RR
Florida(3/27/2020)
RR
Hawaii(3/27/2020)
RR
Idaho(3/27/2020)
RR
Maryland(3/27/2020)
RR
Minnesota(5/1/2020)
RR
Nevada(3/27/2020)
RR
New York(3/27/2020)
RR
North Carolina(3/30/2020)
RR
North Dakota(3/27/2020)
RR
Oklahoma(3/27/2020)
RR
Oregon(3/27/2020)
RR
South Carolina(7/29/2024)
RR
South Dakota(1/18/2024)
RR
Tennessee(1/4/2021)
IAR
Texas(4/13/2018)
RR
Texas(3/27/2020)
RR
Utah(12/17/2024)
RR
Virginia(3/27/2020)
RR
Washington(3/27/2020)
RR
Wisconsin(3/27/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CM
COOPER MCMANUS
401KAMERICA | WEST PRIVATE WEALTH MANAGEMENT | THE PURMORT GROUP | TAX SMART INVESTING & PLANNING | TADMAN FINANCIAL | SYV WEALTH ADVISORS | ROYAL GLOBAL ASSET MANAGEMENT LLC | RIDGE FINANCIAL PLANNING | RICCIO WEALTH MANAGEMENT | PRUDENCE WEALTH ADVISORY | PEARL FINANCIAL | NEWPORT INVESTORS | MORGAN STERLING PRIVATE WEALTH MANAGEMENT | MKT WEALTH MANAGEMENT | LORRIMER PRIVATE WEALTH MANAGEMENT | LINDSEY AND LINDSEY WEALTH MANAGEMENT | LEFT LANE FINANCIAL | LDW CONSULTING GROUP | LARSON FINANCIAL SERVICES, INC. | KERR FINANCIAL FAMILY | K.W. JONES WEALTH | IRVINE WEALTH MANAGEMENT | HARRINGTON FINANCIAL | FIRST PRINCIPLES WEALTH MANAGEMENT | FINANCIAL CLARITY GUIDES | FAIR PLANET ADVISORS | EVERGREEN WEALTH ADVISORY GROUP | EHG FINANCIAL | CROSS FINANCIAL INVESTMENTS | COOPER MCMANUS | COOPER FINANCIAL GROUP | CB WEALTH ADVISORY | AVANA WEALTH MANAGEMENT | ATLAS INDICATORS INVESTMENT ADVISORS | ASCENT WEALTH MANAGEMENT
CRD#: 111458 / SEC#: 801-61944
RIA
Registered Investment Advisory firm - (4/7/2003 Approved)California
Registered Investment Advisory firm - (4/9/2003 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
9870 Research Drive, Irvine, CA 92618
Mailing Address
Phone number
(800) 516-5333
Established
Firm type
Fiscal year end
# of Employees
52
SEC notice filing (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,372 |
| AUM (Assets Under Management) | $ 2,560,714,584 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
