Paul E. Flesche
Professional summary
Paul Eric Flesche, who also goes by Eric Flesche, is a registered financial professional currently at GLENDALE SECURITIES, INC. located in Sherman Oaks, California and SPARTAN CAPITAL SECURITIES, LLC located in New York, New York.
Paul is registered as a RR (Registered Representative) and started their career in finance in 1999. Paul has worked at 11 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, Series 57TO, SIE, Series 79, Series 3, Series 55, Series 7, Series 14, Series 53, Series 10, Series 9, Series 27, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Eric Flesche's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 7, 2005 - Present
GLENDALE SECURITIES, INC.
Office #1: 15233 Ventura Blvd., Suite 712, Sherman Oaks, CA 91403Office #2: 421 Sherman Avenue, Suite 203, Coeur D'alene, ID 83814June 3, 2026 - Present
SPARTAN CAPITAL SECURITIES, LLC
Office #1: 45 Broadway 19th Floor, New York, NY 10006November 9, 2016 - July 18, 2017
VELOX SECURITIES, INC.
January 14, 2011 - June 8, 2017
MUNDIAL FINANCIAL GROUP, LLC
June 29, 2004 - April 25, 2005
BROKERSXPRESS LLC
May 3, 2004 - June 14, 2004
STOCKS 4 LESS, INC.
September 18, 2003 - June 14, 2004
NATIONAL CLEARING CORP.
May 30, 2002 - September 5, 2003
BROWNCO, LLC
September 20, 2000 - June 7, 2002
DREYFUS BROKERAGE SERVICES, INC.
February 18, 2000 - September 11, 2000
INSTATRADE, INC.
September 3, 1999 - February 25, 2000
OMNI FINANCIAL GROUP, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/12/2008)
(9/13/2016)
(9/13/2016)
(6/2/2008)
(10/7/2005)
(11/23/2005)
(3/14/2008)
(4/8/2015)
(3/14/2008)
(4/7/2008)
(9/13/2016)
(12/6/2021)
(11/23/2005)
(6/6/2008)
(9/13/2016)
(7/10/2008)
(3/14/2008)
(5/28/2008)
(5/24/2011)
(3/18/2008)
(9/13/2016)
(3/14/2008)
(5/27/2008)
(4/2/2008)
(5/28/2008)
(1/12/2026)
(11/23/2005)
(3/23/2012)
(5/22/2008)
(5/23/2008)
(3/14/2008)
(1/27/2006)
(4/8/2008)
(5/22/2008)
(3/25/2008)
(11/5/2007)
(9/13/2016)
(6/3/2008)
(3/14/2008)
(5/23/2008)
(8/24/2009)
(3/20/2006)
(5/22/2008)
(3/14/2008)
(5/22/2008)
(8/5/2008)
(3/14/2008)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/24/2000
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
FINRA
NYSE Arca, Inc.
Nasdaq Stock Market
Nasdaq Stock Market
Current Firm
SPARTAN CAPITAL SECURITIES, LLC
CRD#: 146251 / SEC#: , 8-67801
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SPARTAN CAPITAL HOLDINGS, LLC | OWNER | |
| BASIS, THEOLOGOS STAVROS | CHIEF COMPLIANCE OFFICER / AML OFFICER | 2574740 |
| DACOSTA, MAURICE MICHAEL | CFO / FINOP | 5500926 |
| HEILPERN, GERALD MARTIN | MUNICIPAL SECURITIES PRINCIPAL | 241803 |
| LOWRY, JOHN DENNIS | CEO/MANAGING MEMBER | 4336146 |
| MONCHIK, KIM MARIE | CAO | |
| SNOOZY, MARK JAMES | ROSFP | 2822325 |
Disclosures
| Regulatory Event | 10 |
| Civil Event | 1 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
