Paul E. Flesche
Professional summary
Paul Eric Flesche is a registered financial professional currently at GLENDALE SECURITIES, INC. located in Sherman Oaks, California.
Paul is registered as a RR (Registered Representative) and started their career in finance in 1999. Paul has worked at 10 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, Series 57TO, SIE, Series 79, Series 3, Series 55, Series 7, Series 14, Series 53, Series 10, Series 9, Series 27, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Eric Flesche's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 7, 2005 - Present
GLENDALE SECURITIES, INC.
Office #1: 15233 Ventura Blvd., Suite 712, Sherman Oaks, CA 91403Office #2: 421 Sherman Avenue, Suite 203, Coeur D'alene, ID 83814November 9, 2016 - July 18, 2017
VELOX SECURITIES, INC.
January 14, 2011 - June 8, 2017
MUNDIAL FINANCIAL GROUP, LLC
June 29, 2004 - April 25, 2005
BROKERSXPRESS LLC
May 3, 2004 - June 14, 2004
STOCKS 4 LESS, INC.
September 18, 2003 - June 14, 2004
NATIONAL CLEARING CORP.
May 30, 2002 - September 5, 2003
BROWNCO, LLC
September 20, 2000 - June 7, 2002
DREYFUS BROKERAGE SERVICES, INC.
February 18, 2000 - September 11, 2000
INSTATRADE, INC.
September 3, 1999 - February 25, 2000
OMNI FINANCIAL GROUP, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/12/2008)
(9/13/2016)
(9/13/2016)
(6/2/2008)
(10/7/2005)
(11/23/2005)
(3/14/2008)
(4/8/2015)
(3/14/2008)
(4/7/2008)
(9/13/2016)
(12/6/2021)
(11/23/2005)
(6/6/2008)
(9/13/2016)
(7/10/2008)
(3/14/2008)
(5/28/2008)
(5/24/2011)
(3/18/2008)
(9/13/2016)
(3/14/2008)
(5/27/2008)
(4/2/2008)
(5/28/2008)
(11/23/2005)
(3/23/2012)
(5/22/2008)
(5/23/2008)
(3/14/2008)
(1/27/2006)
(4/8/2008)
(5/22/2008)
(3/25/2008)
(11/5/2007)
(9/13/2016)
(6/3/2008)
(3/14/2008)
(5/23/2008)
(8/24/2009)
(3/20/2006)
(5/22/2008)
(3/14/2008)
(5/22/2008)
(8/5/2008)
(3/14/2008)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/24/2000
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
NYSE Arca, Inc.
Nasdaq Stock Market
Current Firm
GLENDALE SECURITIES, INC.
CRD#: 123649 / SEC#: , 8-65604
Contact information
FINRA licenses (47 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
Red Flags
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