Charles A. Stough

Some features on this profile are disabled

CRD#: 3277832

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Charles Anthony Stough, who also goes by Tony Stough, Charles A Stough, Charles Stough, was a registered financial professional .

Charles is a previously registered financial professional and started their career in finance in 1999. Charles had worked at 9 firms and has passed the Series 66, Series 63, Series 65, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Tony Stough | Charles A Stough | Charles Stough

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Rental property Nolanville, TX Start date: 6/1/2008 Co-owner Hours per week: 0 Hours during trading: 0 Passive owner. Former primary residence, now a rental property. Property management company handles day to day activities Tony receives bonuses for the sale of Insurance and Fixed Products as a licensed independent insurance agent.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 29, 2021 - October 31, 2024

CENTENNIAL ADVISORS, LLC

RIA

CRD#: 290778

AUSTIN, TX

Past

May 25, 2018 - April 28, 2021

EDWARD JONES

RIA

CRD#: 250

Lakeway, TX

Past

May 25, 2018 - April 28, 2021

EDWARD JONES

CRD#: 250

Lakeway, TX

Past

August 31, 2017 - May 30, 2018

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

AUSTIN, TX

Past

December 17, 2014 - January 5, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BURKE, VA

Past

December 10, 2014 - January 5, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BURKE, VA

Past

May 19, 2011 - January 22, 2013

USAA FINANCIAL PLANNING SERVICES

RIA

CRD#: 106352

MCLEAN, VA

Past

May 19, 2011 - January 22, 2013

USAA FINANCIAL ADVISORS, INC.

CRD#: 129035

MCLEAN, VA

Past

September 26, 2006 - April 20, 2011

LPL FINANCIAL LLC

RIA

CRD#: 6413

FAIRFAX, VA

Past

August 30, 2006 - April 20, 2011

LPL FINANCIAL LLC

CRD#: 6413

FAIRFAX, VA

Past

May 9, 2003 - September 17, 2004

FIRST COMMAND BROKERAGE SERVICES, INC.

CRD#: 3641

FORT WORTH, TX

Past

September 15, 1999 - May 4, 2000

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CENTENNIAL ADVISORS, LLC

CRD#: 290778 / SEC#: 801-122886

RIA

Registered Investment Advisory firm - (12/16/2021 Approved)

Texas

Registered Investment Advisory firm - (1/31/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/7/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/12/2003

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/29/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/25/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/8/2003

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CENTENNIAL ADVISORS, LLC

CRD#: 290778 / SEC#: 801-122886

RIA

Registered Investment Advisory firm - (12/16/2021 Approved)

Texas

Registered Investment Advisory firm - (1/31/2022 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

10815 Ranch Road 2222 Bldg 3c Suite 200, Austin, TX 78730

Mailing Address

Phone number

(512) 265-5000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CENTENNIAL ADVISORS WRAP FEE BROCHURE (5/2/2025)

FORM ADV PART 2A (5/2/2025)

Regulatory assets under management

Total Number of Accounts	981
AUM (Assets Under Management)	$ 169,816,405

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Charles A. Stough

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

EDWARD JONES

EDWARD JONES

VOYA FINANCIAL ADVISORS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

USAA FINANCIAL PLANNING SERVICES

USAA FINANCIAL ADVISORS, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

FIRST COMMAND BROKERAGE SERVICES, INC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

CENTENNIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/7/2006

Series 63

Date: 5/12/2003

Series 65

Date: 9/29/1999

SIE

Date: 10/1/2018

Series 7

Date: 9/25/2006

Series 6

Date: 5/8/2003

Current Firm

CENTENNIAL ADVISORS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CENTENNIAL ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors