Rona M. Guymon
Professional summary
Rona Marie Guymon is a registered financial professional currently at NATIONWIDE INVESTMENT SERVICES CORPORATION located in Scottsdale, Arizona.
Rona is registered as a RR (Registered Representative) and started their career in finance in 1999. Rona has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rona Marie Guymon's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 22, 2020 - Present
NATIONWIDE INVESTMENT SERVICES CORPORATION
Office #1: 18700 North Hayden Rd, Scottsdale, AZ 85255April 25, 2007 - January 22, 2020
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
July 23, 2003 - October 20, 2006
INTEGRATED FINANCIAL PLANNING SERVICES
March 20, 2000 - September 10, 2001
VOYA INVESTMENTS DISTRIBUTOR, LLC
August 18, 1999 - March 14, 2000
SENTRA SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/22/2020)
(8/25/2021)
Exams
FINRA
Current Firm
NATIONWIDE INVESTMENT SERVICES CORPORATION
CRD#: 7110 / SEC#: , 8-20254
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONWIDE LIFE INSURANCE COMPANY | SHAREHOLDER | |
| AMBROZY, TINA S | PRESIDENT/BOARD DIRECTOR | 3149224 |
| HAWLEY, CRAIG ALAN | BOARD DIRECTOR | 4499105 |
| RABENSTINE, JAMES JAY | CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD DIRECTOR | 5250338 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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