Aaron Wiegman
SAVVY
Del Mar, CA
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CRD#: 3277597
Professional summary
Aaron Wiegman, CFP®, who also goes by Aaron Michael Wiegman, is a registered financial advisor currently at SAVVY located in Del Mar, California.
Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Aaron has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Biography
Aaron, a proud Wisconsin native, graduated from Wisconsin Lutheran College in 2000 with a Bachelor's degree in business administration. He kick-started his career in the operations and trading department of a small local broker-dealer. Afterward, he made the move to San Diego, and since then, he has been actively involved in the financial industry. Driven by his passion for continuous growth, Aaron obtained his CERTIFIED FINANCIAL PLANNING™ (CFP®) designation in 2011, complementing his securities licensing with insurance expertise. Prior to joining Savvy, he was a Senior Lead Wealth Advisor at a prominent San Diego RIA. Currently, Aaron resides in the Del Mar area of San Diego alongside his girlfriend and beloved companion, Buddy, who happens to be his dog.
While remaining a devoted supporter of his hometown teams—the Packers, Bucks, Brewers, and Badgers—Aaron has shifted his focus from basketball to pickleball as his preferred active pursuit. Additionally, he has recently embraced the exhilarating journey of learning to box.
Question & Answer
What are your service offerings?
Business Succession Planning
Comprehensive Financial Planni...
Estate Planning
Retirement Planning
Investment Planning
Insurance Planning
Are you a "fiduciary"?
Yes
Aliases
Aaron Michael Wiegman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FINANCIAL PLANNING ASSOCIATION OF SAN DIEGO- NOT INVESTMENT RELATED - PO Box 880936 San Diego, CA 92168 - BOARD MEMBER, SPONSOR CHAIR - STARTED 01/01/2024 FOR CURRENT POSITION. PRIOR COMMITTEE MEMBER SHINCE 01/2023- APPROXIMATELY 2-4 HOURS PER MONTH. TIME MAY BE DURING SECURITIES TRADING HOURS. WORKING WITH ASSOCIATED INDUSTRY CORPORATE SPONSORS TO HELP FUND ASSOCIATION ANNUAL EXPENSES AND MEETING COSTS. AARON WIEGMAN - NOT INVESTMENT RELATED - 424 STRATFORD CT. DEL MAR, CA 92014 - SERVICING CURRENT CLIENTS AND PROVIDING FIXED INSURANCE PRODUCTS - INSURANCE AGENT - STARTED 03/2002 - APPROXIMATELY LESS THAN 5 HOURS PER MONTH. TIME MAY BE DURING SECURITIES TRADING HOURS - INSURANCE SERVICES FOR LIFE INSURANCE, DISABILITY INSURANCE, LTC POLICIES AND SOME FIXED/INDEXED ANNUITIES.
CRS (Client Relationship Summary) - RIA
Click below to view Aaron Wiegman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
January 24, 2024 - Present
SAVVY
RIA
CRD#: 318493
Del Mar, CA
Past
May 14, 2019 - January 19, 2024
FINANCIAL SENSE ADVISORS, INC.
RIA
CRD#: 111090
SAN DIEGO, CA
Past
May 8, 2019 - January 19, 2024
FINANCIAL SENSE SECURITIES, INC.
BD
CRD#: 39301
SAN DIEGO, CA
Past
June 10, 2013 - March 4, 2019
SAYBRUS EQUITY SERVICES, LLC
BD
CRD#: 153319
HARTFORD, CT
Past
September 2, 2011 - June 17, 2013
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
SOLANA BEACH, CA
Past
September 1, 2011 - June 17, 2013
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
SOLANA BEACH, CA
Past
October 19, 2007 - August 29, 2011
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
SAN DIEGO, CA
Past
October 19, 2007 - August 29, 2011
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
SAN DIEGO, CA
Past
September 21, 2006 - October 12, 2007
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
SAN DIEGO, CA
Past
June 5, 2006 - October 12, 2007
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
SAN DIEGO, CA
Past
April 6, 2004 - June 5, 2006
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
EL CAJON, CA
Past
January 7, 2003 - June 5, 2006
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
EL CAJON, CA
Past
November 8, 2000 - September 30, 2002
LISS FINANCIAL SERVICES
BD
CRD#: 21950
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SAVVY
CEDAR + SEVENS WEALTH | WEALTH RETENTION | SULLIVAN FARR WEALTH ADVISORS | STANDING OAK ADVISORS | SAVVY WEALTH, INC. | SAVVY WEALTH | SAVVY ADVISORS, INC. | SAVVY | PRESTIQ WEALTH PARTNERS CORP | NINE FOUR WEALTH | MARKETWISE ASSET MANAGEMENT | KHOURY PRIVATE WEALTH | HARDY CAPITAL INVESTMENTS | FLOURISH FINANCIAL PARTNERS
CRD#: 318493 / SEC#: 801-123656
RIA
Registered Investment Advisory firm - (4/11/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/24/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 1/9/2001
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Current Firm
SA
SAVVY
CEDAR + SEVENS WEALTH | WEALTH RETENTION | SULLIVAN FARR WEALTH ADVISORS | STANDING OAK ADVISORS | SAVVY WEALTH, INC. | SAVVY WEALTH | SAVVY ADVISORS, INC. | SAVVY | PRESTIQ WEALTH PARTNERS CORP | NINE FOUR WEALTH | MARKETWISE ASSET MANAGEMENT | KHOURY PRIVATE WEALTH | HARDY CAPITAL INVESTMENTS | FLOURISH FINANCIAL PARTNERS
CRD#: 318493 / SEC#: 801-123656
RIA
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Contact information
Main Address
111 West 33rd Street Unit 1410, New York, NY 10001
Mailing Address
Phone number
(833) 745-6789
Established
Firm type
Fiscal year end
# of Employees
60
SEC notice filing (38 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,776 |
| AUM (Assets Under Management) | $ 1,295,318,161 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
