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Marc E. Young
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Malden, MA 02148
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CRD#: 3277112
MY
Professional summary
Marc E Young is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Malden, Massachusetts and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Malden, Massachusetts.
Marc is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Marc has worked at 11 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. MARC YOUNG, WINTHROP MA 02152, 07/2002, LANDLORD, REAL ESTATE, NIR, 1 HR/MO 0 HR/MO TRADING 2. CIRA, 1776 Pleasant Plain Rd, Fairfield IA 52556, 08/2023, IAR AFFILIATION, INV REL, 160 HR/MO - 120 HR TRADING 3. CANTELLA CAPITAL GROUP LLC, 389 Main St, Suite 104, Malden MA 02148, 01/2025, OWNER, OWNER/PARTNER, INV REL, 20 HR/MO - 20 HR/MO TRADING. 4. CANTELLA, Malden MA 02148, United States, 09/03/2025, Agent, DBA Name, INV REL, 0 HR/MO - 0 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Marc E Young's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 13, 2022 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 389 Main St. Ste. 101, Malden, MA 02148Office #2: 389 Main St. Ste. 101, Malden, MA 02148RIA
CRD#: 134139
Malden, MA
Current
December 9, 2022 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 389 Main St., Ste. 101, Malden, MA 02148Office #2: 389 Main Street. 1st Fl., Malden, MA 02148BD
CRD#: 39543
Malden, MA
Past
November 5, 2019 - June 1, 2023
CANTELLA & CO., INC.
RIA
CRD#: 13905
Malden, MA
Past
October 31, 2019 - December 9, 2022
CANTELLA & CO., INC.
BD
CRD#: 13905
Malden, MA
Past
June 7, 2019 - July 17, 2019
SIGNATURE INVESTMENT ADVISORS, LLC
RIA
CRD#: 160715
Winthrop, MA
Past
May 30, 2019 - July 17, 2019
OSAIC WEALTH, INC.
RIA
CRD#: 23131
LOS ANGELES, CA
Past
May 30, 2019 - July 17, 2019
OSAIC WEALTH, INC.
BD
CRD#: 23131
LOS ANGELES, CA
Past
November 2, 2018 - May 9, 2019
OSAIC WEALTH, INC.
RIA
CRD#: 23131
BOSTON, MA
Past
November 2, 2018 - May 9, 2019
OSAIC WEALTH, INC.
BD
CRD#: 23131
BOSTON, MA
Past
November 1, 2013 - December 28, 2015
SIGNATOR FINANCIAL SERVICES, INC.
BD
CRD#: 19061
BOSTON, MA
Past
January 13, 2010 - November 2, 2018
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Past
January 12, 2010 - November 2, 2018
SIGNATOR INVESTORS, INC.
RIA
CRD#: 468
BOSTON, MA
Past
March 13, 2007 - March 12, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
WALTHAM, MA
Past
March 5, 2007 - March 12, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
WALTHAM, MA
Past
December 7, 2005 - January 27, 2006
GUNNALLEN FINANCIAL, INC
RIA
CRD#: 17609
BOSTON, MA
Past
November 29, 2005 - January 27, 2006
GUNNALLEN FINANCIAL, INC
BD
CRD#: 17609
BOSTON, MA
Past
January 13, 2005 - December 5, 2005
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
June 14, 2004 - January 3, 2005
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/13/2024)
RR
Connecticut(8/13/2024)
RR
Florida(8/13/2024)
RR
Maine(8/13/2024)
RR
Massachusetts(12/9/2022)
IAR
Massachusetts(12/13/2022)
RR
New Hampshire(8/13/2024)
RR
New York(8/13/2024)
RR
Pennsylvania(8/13/2024)
RR
Rhode Island(8/13/2024)
RR
Vermont(8/13/2024)
RR
Washington(8/13/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Malden, MA 02148TRUST BUT VERIFY
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