Manoj Tandon

PRINCETON VALUE PARTNERS LLC

NEW YORK, NY 10065

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CRD#: 3277077

Professional summary

Manoj Tandon is a registered financial advisor currently at PRINCETON VALUE PARTNERS LLC located in New York, New York.

Manoj is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Manoj has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Manoj Tandon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 9, 2022 - Present

PRINCETON VALUE PARTNERS LLC

Office #1: 200 East 66th Street A-1901, New York, NY 10065

RIA

CRD#: 313153

NEW YORK, NY

Past

October 14, 1999 - February 27, 2002

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRINCETON VALUE PARTNERS LLC

CRD#: 313153 / SEC#: 801-131270

RIA

Registered Investment Advisory firm - (10/11/2024 Approved)

New Jersey

Registered Investment Advisory firm - (10/18/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(6/9/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/7/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/18/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/13/1999

General Securities Representative Examination

Current Firm

PRINCETON VALUE PARTNERS LLC

CRD#: 313153 / SEC#: 801-131270

RIA

Registered Investment Advisory firm - (10/11/2024 Approved)

New Jersey

Registered Investment Advisory firm - (10/18/2024 Terminated)

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Contact information

Main Address

200 East 66th Street A-1901, New York, NY 10065

Mailing Address

Phone number

(609) 571-6687

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PRINCETON VALUE PARTNERS - INTRODUCTION TO THE FIRM (3/13/2025)

Regulatory assets under management

Total Number of Accounts	32
AUM (Assets Under Management)	$ 36,586,621

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Manoj Tandon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Manoj Tandon's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRINCETON VALUE PARTNERS LLC

DEUTSCHE BANK SECURITIES INC.

Primary Firm SEC Registration

PRINCETON VALUE PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/7/2022

Series 63

Date: 10/18/1999

Series 7

Date: 10/13/1999

Current Firm

PRINCETON VALUE PARTNERS LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRINCETON VALUE PARTNERS LLC

TRUST BUT VERIFY

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