Dennis George Merryfield
Professional Summary
Dennis George Merryfield is a registered financial advisor currently at MERRYFIELD BARNES, LLC located in Ithaca, New York. Dennis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Dennis has worked at 4 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
J.P. MORGAN SECURITIES LLC
PLANMEMBER SECURITIES CORPORATION
OSAIC WEALTH, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
J.P. MORGAN SECURITIES LLC
PLANMEMBER SECURITIES CORPORATION
OSAIC WEALTH, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
J.P. MORGAN SECURITIES LLC
PLANMEMBER SECURITIES CORPORATION
OSAIC WEALTH, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
J.P. MORGAN SECURITIES LLC
PLANMEMBER SECURITIES CORPORATION
OSAIC WEALTH, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Years of Experience
27 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
J.P. MORGAN SECURITIES LLC
PLANMEMBER SECURITIES CORPORATION
OSAIC WEALTH, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current Firm
BACCHUS ASSET MANAGEMENT, LLC | MERRYFIELD BARNES, LLC
Contact Information
Main Address
202 East State Street Suite 301, Ithaca, NY 14850Mailing Address
P.o. Box 7254, Ithaca, NY 14851Phone Number
(607) 882-9988# of Employees
4SEC notice filing (13 States and Territories)
Registered to provide investment advisory services in 13 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
476AUM (Assets Under Management)
$124,187,713Similar Advisors
J.P. MORGAN SECURITIES LLC
PLANMEMBER SECURITIES CORPORATION
OSAIC WEALTH, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
J.P. MORGAN SECURITIES LLC
PLANMEMBER SECURITIES CORPORATION
OSAIC WEALTH, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Primary Firm SEC Registration
BACCHUS ASSET MANAGEMENT, LLC | MERRYFIELD BARNES, LLC
State Registrations and Notice Filings
(3/15/2019)
(8/19/2021)
(2/11/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
J.P. MORGAN SECURITIES LLC
PLANMEMBER SECURITIES CORPORATION
OSAIC WEALTH, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRS (Client Relationship Summary) - RIA
Click below to view Dennis George Merryfield's CRS (Customer Relationship Summary).
Similar Advisors
J.P. MORGAN SECURITIES LLC
PLANMEMBER SECURITIES CORPORATION
OSAIC WEALTH, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.