Lisa F. Osofsky

MAZARS WEALTH ADVISORS

NEW YORK, NY 10020

CRD#: 3277025

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Professional summary

Lisa Faye Osofsky, CFP®, who also goes by Lisa Faye Polsky, is a registered financial advisor currently at MAZARS WEALTH ADVISORS located in New York, New York.

Lisa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Lisa has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lisa Faye Polsky

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Faye Osofsky's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

June 21, 2026 - Present

MAZARS WEALTH ADVISORS

Office #1: 135 West 50th Street 17th Floor, New York, NY 10020

RIA

CRD#: 133936

NEW YORK, NY

Past

October 26, 2010 - December 31, 2020

APW CAPITAL, INC.

CRD#: 43814

TOTOWA, NJ

Past

September 27, 1999 - September 8, 2010

MML INVESTORS SERVICES, LLC

CRD#: 10409

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MAZARS WEALTH ADVISORS

MAZARS USA WEALTH ADVISORS LLC | WEISERMAZARS WEALTH ADVISORS, LLC | WEISER CAPITAL MANAGEMENT, LLC | MAZARS WEALTH ADVISORS

CRD#: 133936 / SEC#: 801-63968

RIA

Registered Investment Advisory firm - (3/3/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(6/21/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/21/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/21/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MAZARS WEALTH ADVISORS

MAZARS USA WEALTH ADVISORS LLC | WEISERMAZARS WEALTH ADVISORS, LLC | WEISER CAPITAL MANAGEMENT, LLC | MAZARS WEALTH ADVISORS

CRD#: 133936 / SEC#: 801-63968

RIA

Registered Investment Advisory firm - (3/3/2005 Approved)

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Contact information

Main Address

135 West 50th Street 17th Floor, New York, NY 10020

Mailing Address

Phone number

(212) 812-7000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/5/2026)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lisa F. Osofsky

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Faye Osofsky's CRS (Customer Relationship Summary).

Certified licenses

Experience

MAZARS WEALTH ADVISORS

APW CAPITAL, INC.

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

MAZARS WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 9/21/1999

SIE

Date: 10/1/2018

Series 6

Date: 9/21/1999

Current Firm

MAZARS WEALTH ADVISORS

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

MAZARS WEALTH ADVISORS

TRUST BUT VERIFY

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