FL
Fred M. Lamarca
CETERA INVESTMENT ADVISERS LLC
RED BANK, NJ 07701
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CRD#: 3275757
FL
Professional summary
Fred Michael Lamarca, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Red Bank, New Jersey and CETERA ADVISORS LLC located in Staten Island, New York.
Fred is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Fred has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.)GUIDED PROFESSIONAL SOLUTIONS; PARTNER; DBA; START DATE:11/1/2009. 2.)POTTER & LAMARCA LLP; PARTNER; CERTIFIED PUBLIC ACCOUNTANT; START DATE:1/1/1989. 3.)FRED LA MARCA - INSURANCE AGENT; DIRECT OWNER; INSURANCE; START DATE:1/1/2008. 4.)STATEN ISLAND EXECUTIVE PLAZA, LLC; PARTNER; REAL ESTATE (RENT/INVEST/DEVELOP); START DATE:1/1/1998. 5.) PLC REALTY GROUP LLC; PARTNER; REAL ESTATE; START DATE 04/01/2001 6.) STATEN ISLAND CHAMBER OF COMMERCE AUDIT COMMITTEE; COMMITTEE MEMBER; NON-PROFIT ORGANIZATION; START DATE 1/1/2012; 4 HOURS PER MONTH. 7.) LAMARCA PROPERTIES LLC; MANAGING MEMBER; REAL ESTATE; START DATE 05/28/2010; 4 HOURS PER MONTH. 8.) USA Tax Prep Plus, LLC; LLC Member; Non-CPA Accounting or Tax Prep; Start date 01/01/2016; 8 hours per month. 9.) PROFESSIONAL GROUP HOLDINGS, LLC; HOLDING COMPANY; PARTNER - MANAGING MEMBER; START DATE: 01/01/2017; 4 HOURS PER WEEK. 10.) JERRY GIOVINZZO ET AL TWENTY TWO; PARTNER; REAL ESTATE; START DATE 01/01/2000; 4 HOURS PER MONTH. 11.) BLOCK 7469 LLC; REAL ESTATE/RENTAL PROPERTY; START DATE: 04/30/2007; 4 HOURS A MONTH. 12.) FRANK A. VACCARO SPOUSAL TRUST; CO TRUSTEE; FIDUCIARY POSITION; START DATE: 11/27/2012; 4 HOURS PER MONTH. 13.) USA ADMINISTRATIVE SERVICES, INC.; VICE PRESIDENT; HOLDING COMPANY OR TAX/BILL PAYMENT ENTITY; START DATE: 11/16/2015; 0 HOURS PER MONTH. 14) NAME OF OTHER BUSINESS: COWEN, GUNTESKI & CO, PA DBA CG TAX, AUDIT & ADVISORY, INVESTMENT RELATED: NO, ADDRESS: 730 HOPE ROAD, TINTON FALLS, NJ, 07724 NATURE OF BUSINESS: TAX AND ACCOUNTING, START DATE: 01/2023, POSITION/TITLE/RELATIONSHIP: CPA, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: TAX RETURN PREPARATION AND ACCOUNTING SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Fred Michael Lamarca's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2002
Experience
Current
November 12, 2020 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 169 Maple Ave, Red Bank, NJ 07701Office #2: 2420 Arthur Kill Road, Suite 300, Staten Island, NY 10309RIA
CRD#: 105644
RED BANK, NJ
Current
September 8, 2022 - Present
CETERA ADVISORS LLC
Office #1: 1000 South Ave Suite 103, Staten Island, NY 10314Office #2: 169 Maple Ave, Red Bank, NJ 07701BD
CRD#: 10299
Staten Island, NY
Past
July 2, 2012 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
STATEN ISLAND, NY
Past
August 21, 2009 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
RIA
CRD#: 32444
STATEN ISLAND, NY
Past
August 21, 2009 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
STATEN ISLAND, NY
Past
November 15, 2005 - November 18, 2009
PREMIER WEALTH ADVISORS, LLC
RIA
CRD#: 134291
STATEN ISLAND, NY
Past
January 19, 2000 - September 1, 2009
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
STATEN ISLAND, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/8/2022)
RR
Connecticut(9/8/2022)
RR
Florida(9/8/2022)
RR
Nevada(9/8/2022)
IAR
New Jersey(11/12/2020)
RR
New Jersey(9/8/2022)
IAR
New York(3/31/2021)
RR
New York(9/8/2022)
RR
North Carolina(1/2/2025)
RR
Pennsylvania(9/8/2022)
RR
South Carolina(2/15/2023)
RR
Virginia(9/8/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
