Winfield R. Young

CLEARVIEW FINANCIAL PARTNERS

Radnor, PA 19087

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CRD#: 3275194

Professional summary

Winfield Ross Young, who also goes by W Ross Young, W. Ross Young, Ross Young, is a registered financial advisor currently at CLEARVIEW FINANCIAL PARTNERS located in Radnor, Pennsylvania.

Winfield is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Winfield has worked at 5 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

W Ross Young | W. Ross Young | Ross Young

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Winfield Ross Young's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 27, 2018 - Present

CLEARVIEW FINANCIAL PARTNERS

Office #1: 100 Matsonford Road Building #5, Suite 110, Radnor, PA 19087

RIA

CRD#: 286168

Radnor, PA

Past

August 24, 2017 - October 22, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

RADNOR, PA

Past

November 18, 2010 - July 5, 2018

THE WHARTON ADVISORY GROUP, LLC

RIA

CRD#: 120522

WAYNE, PA

Past

November 11, 2010 - February 11, 2026

LPL FINANCIAL LLC

CRD#: 6413

RADNOR, PA

Past

February 6, 2001 - December 17, 2002

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

WAYNE, PA

Past

June 12, 2000 - November 26, 2010

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WAYNE, PA

Past

August 25, 1999 - May 9, 2000

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CLEARVIEW FINANCIAL PARTNERS

CLEARVIEW FINANCIAL PARTNER | CLEARVIEW FINANCIAL PARTNERS, LLC | CLEARVIEW FINANCIAL PARTNERS

CRD#: 286168 / SEC#: 801-114244

RIA

Registered Investment Advisory firm - (11/5/2018 Approved)

Florida

Registered Investment Advisory firm - (11/11/2018 Terminated)

Pennsylvania

Registered Investment Advisory firm - (11/13/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(4/27/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/3/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 9/29/1999

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/24/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 8/1/2003

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 6/6/2003

General Securities Sales Supervisor - General Module Examination

Current Firm

CLEARVIEW FINANCIAL PARTNERS

CLEARVIEW FINANCIAL PARTNER | CLEARVIEW FINANCIAL PARTNERS, LLC | CLEARVIEW FINANCIAL PARTNERS

CRD#: 286168 / SEC#: 801-114244

RIA

Registered Investment Advisory firm - (11/5/2018 Approved)

Florida

Registered Investment Advisory firm - (11/11/2018 Terminated)

Pennsylvania

Registered Investment Advisory firm - (11/13/2018 Terminated)

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Contact information

Main Address

100 Matsonford Road Building #5, Suite 110, Radnor, PA 19087

Mailing Address

Phone number

(610) 293-9211

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A - FIRM DISCLOSURE BROCHURE (2/27/2026)

WRAP FEE PROGRAM BROCHURE (2/27/2026)

Regulatory assets under management

Total Number of Accounts	803
AUM (Assets Under Management)	$ 1,058,194,989

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Winfield R. Young

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Winfield Ross Young's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

THE WHARTON ADVISORY GROUP, LLC

LPL FINANCIAL LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

CLEARVIEW FINANCIAL PARTNERS

State Registrations and Notice Filings

Exams

Series 66

Date: 9/3/1999

SIE

Date: 10/1/2018

Series 31

Date: 9/29/1999

Series 7

Date: 8/24/1999

Series 9

Date: 8/1/2003

Series 10

Date: 6/6/2003

Current Firm

CLEARVIEW FINANCIAL PARTNERS

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CLEARVIEW FINANCIAL PARTNERS

TRUST BUT VERIFY

Contact information

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