Robert J. Michelotti

FORESIDE FUND SERVICES

Portland, ME 04101

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CRD#: 3274812

Professional summary

Robert Joseph Michelotti, who also goes by R. Joseph Michelotti, Robert J Michelotti, Robert Joseph Michelotti, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Portland, Maine.

Robert is registered as a RR (Registered Representative) and started their career in finance in 2001. Robert has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

R. Joseph Michelotti | Robert J Michelotti | Robert Joseph Michelotti

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Joseph Michelotti's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 2, 2022 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

CRD#: 46106

Portland, ME

Past

August 13, 2021 - December 31, 2022

COMPASS DISTRIBUTORS, LLC

CRD#: 172662

PORTLAND, ME

Past

April 1, 2013 - June 14, 2021

ALPS DISTRIBUTORS, INC.

CRD#: 16853

DENVER, CO

Past

April 4, 2012 - July 7, 2020

STADION MONEY MANAGEMENT, LLC

RIA

CRD#: 112608

Grosse Pointe Farms, MI

Past

October 29, 2010 - March 8, 2012

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

RIA

CRD#: 611

GROSSE POINTE FARMS, MI

Past

June 2, 2009 - April 1, 2013

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

OMAHA, NE

Past

February 2, 2009 - April 29, 2009

ARGENTUS SECURITIES, LLC

CRD#: 45915

DALLAS, TX

Past

February 18, 2005 - December 15, 2008

GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326

HARTFORD, CT

Past

July 20, 2004 - February 1, 2005

LASALLE FINANCIAL SERVICES, INC.

CRD#: 20373

CHICAGO, IL

Past

May 7, 2003 - August 14, 2003

BANC ONE SECURITIES CORPORATION

RIA

CRD#: 16999

STERLING HEIGHTS, MI

Past

May 5, 2003 - August 14, 2003

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

April 29, 2002 - April 10, 2003

FERRIS, BAKER WATTS, LLC

RIA

CRD#: 285

AUBURN HILLS, MI

Past

April 29, 2002 - April 10, 2003

FERRIS, BAKER WATTS, LLC

CRD#: 285

BALTIMORE, MD

Past

January 25, 2001 - April 23, 2002

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(1/3/2023)

Indiana
(1/3/2023)

Kentucky
(1/3/2023)

Michigan
(1/3/2023)

Ohio
(1/3/2023)

Pennsylvania
(1/3/2023)

West Virginia
(1/3/2023)

Exams

State Security Law Exam

IAR

Series 65

Date: 10/28/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/23/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/24/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: , 8-51293

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(207) 553-7110

Established

Delaware since 09/08/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRES/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145
STROUT, ALICIA KIMBERLY	CHIEF COMPLIANCE OFFICER/VICE PRESIDENT	6320351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert J. Michelotti

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Joseph Michelotti's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMPASS DISTRIBUTORS, LLC

ALPS DISTRIBUTORS, INC.

STADION MONEY MANAGEMENT, LLC

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

ARGENTUS SECURITIES, LLC

GLOBAL ATLANTIC DISTRIBUTORS, LLC

LASALLE FINANCIAL SERVICES, INC.

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

FERRIS, BAKER WATTS, LLC

FERRIS, BAKER WATTS, LLC

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/28/2010

Series 63

Date: 2/23/2001

SIE

Date: 10/1/2018

Series 7

Date: 1/24/2001

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FORESIDE FUND SERVICES, LLC

TRUST BUT VERIFY

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