Albert J. Lombardi
Professional summary
Albert Joseph Lombardi III, who also goes by Al Lombardi III, Albert J Lombardi III, Albert Lombardi, is a registered financial professional currently at BTIG, LLC located in New York, New York.
Albert is registered as a RR (Registered Representative) and started their career in finance in 1999. Albert has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Albert Joseph Lombardi III's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 15, 2009 - Present
BTIG, LLC
Office #1: Park Avenue Tower 65 East 55th Street, New York, NY 10022November 5, 2008 - June 4, 2009
THE BENCHMARK COMPANY, LLC
March 28, 2008 - November 25, 2008
COWEN EXECUTION SERVICES LLC
February 26, 2007 - March 19, 2008
EZE CASTLE TRANSACTION SERVICES LLC
December 5, 2006 - January 30, 2007
FIS BROKERAGE & SECURITIES SERVICES LLC
May 12, 2004 - January 28, 2005
MELVIN SECURITIES, L.L.C.
February 15, 2000 - July 31, 2002
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
September 7, 1999 - January 18, 2000
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/15/2009)
(9/13/2018)
(6/15/2009)
(6/15/2009)
(6/15/2009)
(6/15/2009)
(6/15/2009)
(6/15/2009)
(6/15/2009)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/17/2000
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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