IB
Isaac C. Braley
BTS ASSET MANAGEMENT
Lincoln, MA 01773
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CRD#: 3274460
IB
Professional summary
Isaac Charles Braley is a registered financial advisor currently at BTS ASSET MANAGEMENT, INC. located in Lincoln, Massachusetts and BTS SECURITIES CORPORATION located in Lincoln, Massachusetts.
Isaac is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Isaac has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Resolute Capital, LLC, Lynnfield, MA, Home office Investment-related Established February, 2021 I am the sole member of the LLC and use the vehicle for investing my own capital in real estate and real estate development projects. Hours spent are outside normal market hours and on weekends. I identify and invest in real estate opportunities, either alone or in conjunction with other persons or entities. BTS Securities and BTS Asset Management are not affiliated with, controlled by, or under common control with, Resolute Capital, LLC. They are separate entities and my work/membership with Resolute Capital is in no way related to my registration or employment with BTS Securities Corporation and BTS Asset Management, Inc.
CRS (Client Relationship Summary) - RIA
Click below to view Isaac Charles Braley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 12, 2007 - Present
BTS ASSET MANAGEMENT, INC.
Office #1: 55 Old Bedford Road Suite 203, Lincoln, MA 01773RIA
CRD#: 105215
Lincoln, MA
Current
September 27, 1999 - Present
BTS SECURITIES CORPORATION
Office #1: 55 Old Bedford Road Suite 203, Lincoln, MA 01773BD
CRD#: 8328
Lincoln, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BA
BTS ASSET MANAGEMENT, INC.
BTS ASSET MANAGEMENT INC | BTS ASSET MANAGEMENT, INC.
CRD#: 105215 / SEC#: 801-14895
RIA
Registered Investment Advisory firm - (10/25/1979 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Massachusetts(1/2/2003)
IAR
Massachusetts(1/12/2007)
RR
New Hampshire(2/8/2000)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BA
BTS ASSET MANAGEMENT, INC.
BTS ASSET MANAGEMENT INC | BTS ASSET MANAGEMENT, INC.
CRD#: 105215 / SEC#: 801-14895
RIA
Registered Investment Advisory firm - (10/25/1979 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
55 Old Bedford Road Suite 203, Lincoln, MA 01773
Mailing Address
Phone number
(781) 863-2545
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (50 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 590 |
| AUM (Assets Under Management) | $ 188,801,492 |
Red Flags
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Company Information
BTS ASSET MANAGEMENT, INC.
CRD#: 105215Lincoln, MA 01773TRUST BUT VERIFY
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