CW
Cathey L. Williamson
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Creve Coeur, MO 63141
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CRD#: 3274405
CW
Professional summary
Cathey Lynn Williamson, who also goes by Cathey Johnson Williamson, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Creve Coeur, Missouri and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Creve Coeur, Missouri.
Cathey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Cathey has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Cathey Johnson Williamson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) WILLIAMSON FINANCIAL MANAGEMENT GROUP, 11425 DORSETT RD SUITE 204 MARYLAND HEIGHTS MO, 11/1999, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 5 HR/MONTH 5 HR/TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, ADVISOR REP OF RIA, INV REL, 5/WK 5/TRADING, 09/2017 3) DIVINE EVENTS, 11425 DORSETT RD SUITE 202 MARYLAND HEIGHTS MO, EVENT PLANNING. SR EVENT MANAGER, NIR, 20 HR/MO 0 HR/MO TRADING 4) CHURCH ON THE ROCK, 900 BIRDIE HILLS RD ST PETERS MO, 02/2019, CO LEADER, FACILITATING FINANCIAL PEACE UNIVERSITY BY DAVE RAMSEY SMALL GROUP SETTING. NIR, 2/WK 0/TRADING 5) HOPE OF DAVID MINISTRIES, 4519 NADINE CT ST LOUIS MO, BOARD MEMBER OF NON-PUBLIC ENTITY, BOARD PRESIDENT, 05/2021, NIR, 1 HR/MO 0/TRADING HR 6) GOOD STEWARD INSURANCE GROUP LLC, ST CHARLES MO 63303, 09/2022, OWNER, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, NIR, 20 HR/MO 0 HR/MO TRADING 7) THE KWAME FOUNDATION, 1204 WASHINGTON AVE ST LOUIS MO 63103, 04/2023, BOARD MEMBER, CONSTRUCTION, NIR, 5 HR/MO 5 HR/MO TRADING 8) COCA, 6880 WASHINGTON AVE ST LOUIS MO, 05/2024, BOARD MEMBER, PERFORMING ARTS EDUCATION, NIR, 4 HR/MO 0 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Cathey Lynn Williamson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 2, 2017 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 12645 Olive Blvd. 2nd Floor, Ste. 210, Creve Coeur, MO 63141RIA
CRD#: 134139
Creve Coeur, MO
Current
October 2, 2017 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 12645 Olive Blvd. 2nd Floor, Ste. 210, Creve Coeur, MO 63141BD
CRD#: 39543
Creve Coeur, MO
Past
April 19, 2011 - October 2, 2017
FIRST HEARTLAND CONSULTANTS, INC.
RIA
CRD#: 110377
MARYLAND HEIGHTS, MO
Past
February 11, 2010 - October 2, 2017
FIRST HEARTLAND CAPITAL, INC.
BD
CRD#: 32460
MARYLAND HEIGHTS, MO
Past
September 8, 2009 - March 12, 2010
LPL FINANCIAL LLC
BD
CRD#: 6413
CREVE COEUR, MO
Past
April 30, 2009 - February 10, 2010
UNIVERSAL FINANCIAL PLANNING CONSULTANTS, INC.
RIA
CRD#: 116386
FLORISSANT, MO
Past
February 22, 2005 - September 8, 2009
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
FLORISSANT, MO
Past
November 10, 1999 - February 11, 2005
EDWARD JONES
RIA
CRD#: 250
FLORISSANT, MO
Past
September 30, 1999 - February 11, 2005
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/17/2019)
RR
Colorado(10/2/2017)
RR
District of Columbia(2/10/2022)
RR
Florida(10/2/2017)
RR
Georgia(10/2/2017)
RR
Illinois(10/2/2017)
RR
Louisiana(2/10/2022)
RR
Minnesota(2/5/2025)
RR
Mississippi(5/30/2019)
RR
Missouri(10/2/2017)
IAR
Missouri(10/2/2017)
RR
New York(7/16/2021)
RR
North Carolina(2/11/2022)
RR
Tennessee(1/17/2023)
RR
Texas(10/2/2017)
IAR
Texas(10/3/2017)
RR
Washington(7/7/2021)
RR
West Virginia(12/13/2022)
RR
Wisconsin(10/10/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Creve Coeur, MO 63141TRUST BUT VERIFY
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