JS
Jeffrey J. Scott
KESTRA ADVISORY SERVICES
South Jordan, UT 84095
Some features on this profile are disabled
CRD#: 3274317
JS
Professional summary
Jeffrey Jason Scott is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in South Jordan, Utah and KESTRA INVESTMENT SERVICES, LLC located in South Jordan, Utah.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Jeffrey has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory servicesBusiness Name: NFP Investment Related: Yes Address: 4685 South Highland Drive, Suite 201 Salt Lake City UT 84117 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Director Start Date: 8/1/2016 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: I may cross-sell insurance business periodicallyBusiness Name: NFP Corporate Services (UT) NFP Retirement, WellCents Investment Related: Yes Address: 4685 South Highland Drive, Suite 201 Sandy UT 84092 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: VP Start Date: 10/1/2016 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Retirement plan advisory, educatorBusiness Name: Hunts Co Investment Related: No Address: 3529 N. Eiger Mountain FLAGSTAFF AZ 86004 Nature of Business: Real Estate Position, Title or Relationship: Secretary Start Date: 11/14/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: provide advice where needed.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Jason Scott's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 28, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 489 W. South Jordan Parkway Suite 310, South Jordan, UT 84095RIA
CRD#: 283330
South Jordan, UT
Current
October 1, 2010 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 489 W. South Jordan Parkway Suite 310, South Jordan, UT 84095BD
CRD#: 42046
South Jordan, UT
Past
October 5, 2010 - May 9, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
Colorado Springs, CO
Past
February 1, 2010 - October 4, 2010
FINANCIAL TELESIS INC
RIA
CRD#: 31012
SALT LAKE CITY, UT
Past
August 5, 2008 - October 4, 2010
FINANCIAL TELESIS INC
BD
CRD#: 31012
SALT LAKE CITY, UT
Past
October 21, 2002 - December 20, 2002
EMPOWER FINANCIAL SERVICES, INC.
BD
CRD#: 13109
GREENWOOD VILLAGE, CO
Past
March 22, 2000 - October 21, 2002
ONE ORCHARD EQUITIES, INC.
BD
CRD#: 42124
GREENWOOD VILLAGE, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/4/2016)
RR
Arkansas(9/25/2023)
RR
California(9/24/2019)
RR
Colorado(1/10/2018)
RR
District of Columbia(11/16/2023)
RR
Georgia(2/4/2019)
RR
Illinois(9/25/2023)
RR
Indiana(9/25/2023)
RR
Massachusetts(4/27/2021)
RR
Missouri(9/25/2023)
RR
Nevada(9/25/2019)
RR
New Mexico(9/24/2019)
RR
New York(9/25/2023)
RR
Oregon(12/20/2018)
RR
South Carolina(3/12/2020)
RR
Texas(5/15/2024)
IAR
Texas(5/15/2024)
RR
Utah(10/1/2010)
IAR
Utah(4/28/2016)
RR
Washington(12/20/2018)
RR
Wyoming(5/17/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
