Steven T. Irwin

FORESIGHT INVESTMENT ADVISORS

Hot Springs, AR 71901

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CRD#: 3273883

Professional summary

Steven Todd Irwin is a registered financial advisor currently at FORESIGHT INVESTMENT ADVISORS, LLC located in Hot Springs, Arkansas.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Steven has worked at 6 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Todd Irwin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 22, 2010 - Present

FORESIGHT INVESTMENT ADVISORS, LLC

Office #1: 307 Carpenter Dam Road Suite H, Hot Springs, AR 71901

RIA

CRD#: 155800

Hot Springs, AR

Past

March 8, 2010 - November 29, 2010

INTEGRITY ALLIANCE, LLC.

CRD#: 139627

URBANDALE, IA

Past

September 23, 2009 - November 29, 2010

INTEGRITY ALLIANCE, LLC.

RIA

CRD#: 139627

HOT SPRINGS, AR

Past

April 2, 2007 - October 3, 2007

1ST DISCOUNT BROKERAGE, INC.

CRD#: 39164

LAKE WORTH, FL

Past

February 21, 2007 - September 23, 2009

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 141413

HOT SPRINGS, AR

Past

June 25, 2002 - April 5, 2005

LEGACY FINANCIAL SERVICES, INC.

CRD#: 38697

PETALUMA, CA

Past

January 3, 2002 - May 17, 2002

1ST DISCOUNT BROKERAGE, INC.

CRD#: 39164

LAKE WORTH, FL

Past

August 22, 2000 - December 19, 2001

LEGACY FINANCIAL SERVICES, INC.

CRD#: 38697

PETALUMA, CA

Past

August 14, 1999 - September 9, 1999

SAN CLEMENTE SECURITIES, INC.

CRD#: 21895

SAN CLEMENTE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(12/22/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/27/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/12/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 8/10/1999

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 9/13/2000

Investment Company Products/Variable Contracts Principal Examination

Current Firm

FORESIGHT INVESTMENT ADVISORS, LLC

FORESIGHT INVESTMENT ADVISORS, LLC | IRWIN ADVISORS

CRD#: 155800 / SEC#:

Arizona

Registered Investment Advisory firm - (12/11/2023 Terminated)

Arkansas

Registered Investment Advisory firm - (12/22/2010 Approved)

California

Registered Investment Advisory firm - (1/10/2024 Terminated)

Florida

Registered Investment Advisory firm - (12/11/2023 Terminated)

Illinois

Registered Investment Advisory firm - (12/11/2023 Terminated)

Kansas

Registered Investment Advisory firm - (11/8/2021 Terminated)

Louisiana

Registered Investment Advisory firm - (12/19/2023 Terminated)

Missouri

Registered Investment Advisory firm - (12/10/2012 Terminated)

New Jersey

Registered Investment Advisory firm - (1/2/2013 Terminated)

Ohio

Registered Investment Advisory firm - (12/11/2023 Terminated)

Oregon

Registered Investment Advisory firm - (1/16/2013 Terminated)

Tennessee

Registered Investment Advisory firm - (4/26/2011 Approved)

Texas

Registered Investment Advisory firm - (12/11/2023 Terminated)

Washington

Registered Investment Advisory firm - (12/27/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

307 Carpenter Dam Road Suite H, Hot Springs, AR 71901

Mailing Address

Phone number

(800) 264-0533

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	3
AUM (Assets Under Management)	$ 161,445

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steven T. Irwin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Todd Irwin's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIGHT INVESTMENT ADVISORS, LLC

INTEGRITY ALLIANCE, LLC.

INTEGRITY ALLIANCE, LLC.

1ST DISCOUNT BROKERAGE, INC.

BROOKSTONE CAPITAL MANAGEMENT LLC

LEGACY FINANCIAL SERVICES, INC.

1ST DISCOUNT BROKERAGE, INC.

LEGACY FINANCIAL SERVICES, INC.

SAN CLEMENTE SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/27/2006

Series 63

Date: 8/12/1999

Series 6

Date: 8/10/1999

Series 26

Date: 9/13/2000

Current Firm

FORESIGHT INVESTMENT ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FORESIGHT INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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