Elisabeth A. Davis

KINGSBURY CAPITAL INVESTMENT ADVISORS LLC

Orlando, FL

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CRD#: 3273828

Professional summary

Elisabeth Anne Davis, who also goes by Elisabeth Anne Sockalosky, is a registered financial advisor currently at KINGSBURY CAPITAL INVESTMENT ADVISORS LLC located in Orlando, Florida and CABOT LODGE SECURITIES LLC located in Orlando, Florida.

Elisabeth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Elisabeth has worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Elisabeth Anne Sockalosky

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Kinsbury Capital Investment Advisors DBA Legacy Capital Wealth Advisors, LLC, Investment Related, Orlando, FL, IAR/Partner/Financial Advisor, 4/2019, 30 hours per month, 30 hours during trading hours, Investment Advisor, 2) Legacy Wealth Advisors, LLC, Investment Related, Insurance Sales, Orlando, FL, Financial Advisor, Partner, 4/2019, 30 hours per month, 30 hours during trading hours, Investment Advisor. 3) W Insurance Group, Not Investment Related, Mulberry, FL, Board Member, May/June 2021, 2 hours per month, 2 hours per month during trading hours, Advisory Board Member.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elisabeth Anne Davis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 14, 2019 - Present

KINGSBURY CAPITAL INVESTMENT ADVISORS LLC

RIA

CRD#: 145658

Orlando, FL

Current

February 24, 2020 - Present

CABOT LODGE SECURITIES LLC

Office #1: 1158 Delaney Ave, Orlando, FL 32806

CRD#: 159712

Orlando, FL

Past

April 11, 2019 - December 31, 2019

KINGSBURY CAPITAL, INC.

CRD#: 7638

Orlando, FL

Past

December 16, 2014 - March 29, 2019

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Orlando, FL

Past

December 9, 2014 - March 29, 2019

CRD#: 7691

WINTER HAVEN, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KINGSBURY CAPITAL INVESTMENT ADVISORS LLC

FINCOR WEALTH MANAGEMENT LLC | LEGACY CAPITAL WEALTH ADVISORS, LLC | KINGSBURY CAPITAL INVESTMENT ADVISORS LLC

CRD#: 145658 / SEC#: 801-118323

RIA

Registered Investment Advisory firm - (4/8/2020 Approved)

Florida

Registered Investment Advisory firm - (4/9/2020 Terminated)

Illinois

Registered Investment Advisory firm - (4/8/2020 Terminated)

Missouri

Registered Investment Advisory firm - (4/9/2020 Terminated)

North Carolina

Registered Investment Advisory firm - (4/9/2020 Terminated)

Ohio

Registered Investment Advisory firm - (4/9/2020 Terminated)

Texas

Registered Investment Advisory firm - (4/9/2020 Terminated)

Wisconsin

Registered Investment Advisory firm - (4/9/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(5/14/2019)

Florida
(2/24/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/4/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/18/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/19/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

KINGSBURY CAPITAL INVESTMENT ADVISORS LLC

FINCOR WEALTH MANAGEMENT LLC | LEGACY CAPITAL WEALTH ADVISORS, LLC | KINGSBURY CAPITAL INVESTMENT ADVISORS LLC

CRD#: 145658 / SEC#: 801-118323

RIA

Registered Investment Advisory firm - (4/8/2020 Approved)

Florida

Registered Investment Advisory firm - (4/9/2020 Terminated)

Illinois

Registered Investment Advisory firm - (4/8/2020 Terminated)

Missouri

Registered Investment Advisory firm - (4/9/2020 Terminated)

North Carolina

Registered Investment Advisory firm - (4/9/2020 Terminated)

Ohio

Registered Investment Advisory firm - (4/9/2020 Terminated)

Texas

Registered Investment Advisory firm - (4/9/2020 Terminated)

Wisconsin

Registered Investment Advisory firm - (4/9/2020 Terminated)

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Contact information

Main Address

Wilmette, IL

Mailing Address

1555 Sherman Ave Suite 346, Evanston, IL 60201

Phone number

(312) 380-5300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KINGSBURY CAPITAL INVESTMENT ADVISORS BROCHURE (3/12/2025)

Regulatory assets under management

Total Number of Accounts	595
AUM (Assets Under Management)	$ 154,451,058

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Elisabeth A. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elisabeth Anne Davis's CRS (Customer Relationship Summary).

Certified licenses

Experience

CABOT LODGE SECURITIES LLC

KINGSBURY CAPITAL, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

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Primary Firm SEC Registration

KINGSBURY CAPITAL INVESTMENT ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/4/2002

Series 63

Date: 6/18/2001

SIE

Date: 10/1/2018

Series 7

Date: 2/19/2001

FINRA

Current Firm

KINGSBURY CAPITAL INVESTMENT ADVISORS LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KINGSBURY CAPITAL INVESTMENT ADVISORS LLC

TRUST BUT VERIFY

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