Sylvia M. Linares-williams
KESTRA ADVISORY SERVICES
Orlando, FL 32814
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CRD#: 3273745
Professional summary
Sylvia Marcela Linares-williams, CFP®, who also goes by Sylvia Marcela Linares, Sylvia Marcela Williams, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Orlando, Florida and KESTRA INVESTMENT SERVICES, LLC located in Orlando, Florida.
Sylvia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Sylvia has worked at 8 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sylvia Marcela Linares | Sylvia Marcela Williams
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(dba) SECURITY FINANCIAL MANAGEMENT; Investment related; 2420 S Lakemont Avenue, Ste 120, Orlando, FL 32824; Financial Planning, Investments, and Insurance; Investment Adviser/Registered Representative; Start Date 06/2011; 180 hours per month with 8 hours per month during trading; Financial and Investment Planning; Insurance Product sales and service; Risk management. Provide adult education on financial topics.//First Protective; 2420 S. Lakemont Avenue, Suite 120, Orlando, FL 32814; Insurance; Agent; Start Date: 09/2012; 10 hours per month with 2 hours per month during trading hours; Sales of life , disability and Long Term Care Insurance; Presenter for Retirement Planning Today and Wealth Creation financial education workshops.//Retirement Life Style, FMT Network; Non-investment related; 2420 S. Lakemont Avenue, Suite 120, Orlando, FL 32814; Educational Workshops; Presenter; Start Date: 03/2018; 12 hours per month with no hours during trading hours. SECURITY FINANCIAL MANAGEMENT POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2011 ADDRESS: 2420 S. Lakemont Avenue, Suite120, Orlando FL 32814, United States DESCRIPTION: Select, compare and presentLife insurance, disability insurance, long term care insurance, retirement plan optionsas needed as part of implementation of financial plan recommendations. KESTRA ADVISORY SERVICES POSITION: Investment Advisor Representative NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 02/01/2022 ADDRESS: 5707 southwest pkwy, BLDG 2, suite 400, Suite120, Austin TX 78735, United States DESCRIPTION: Investment Advisor Representative
CRS (Client Relationship Summary) - RIA
Click below to view Sylvia Marcela Linares-williams's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2022
Experience
Current
February 24, 2022 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 2420 S. Lakemont Avenue Suite 120, Orlando, FL 32814Office #2: 8245 Devereux Drive Suite 103, Melbourne, FL 32940RIA
CRD#: 283330
Orlando, FL
Current
January 31, 2022 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 2420 S. Lakemont Ave Suite 120, Orlando, FL 32814Office #2: 8245 Devereux Drive Suite 103, Melbourne, FL 32940BD
CRD#: 42046
Orlando, FL
Past
August 2, 2011 - February 25, 2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
ORLANDO, FL
Past
June 6, 2011 - February 25, 2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
ORLANDO, FL
Past
April 12, 2010 - June 9, 2011
LPL FINANCIAL LLC
RIA
CRD#: 6413
WINTER PARK, FL
Past
February 12, 2010 - June 9, 2011
LPL FINANCIAL LLC
BD
CRD#: 6413
WINTER PARK, FL
Past
June 23, 2005 - December 18, 2009
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
ORLANDO, FL
Past
April 28, 2005 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
ORLANDO, FL
Past
April 28, 2005 - December 18, 2009
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
ORLANDO, FL
Past
October 6, 2000 - April 21, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
CLEARWATER, FL
Past
October 5, 2000 - April 21, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Past
October 13, 1999 - February 9, 2000
JWGENESIS FINANCIAL GROUP, INC
BD
CRD#: 38166
BOCA RATON, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/31/2022)
RR
Connecticut(1/31/2022)
RR
District of Columbia(4/5/2024)
RR
Florida(1/31/2022)
IAR
Florida(2/24/2022)
RR
Georgia(1/31/2022)
RR
Illinois(10/24/2025)
RR
Maine(1/31/2022)
RR
Maryland(1/31/2022)
RR
Massachusetts(1/31/2022)
RR
New York(3/15/2024)
RR
North Carolina(2/25/2022)
RR
Texas(3/16/2023)
IAR
Texas(3/16/2023)
RR
Virginia(1/31/2022)
RR
Washington(1/31/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Orlando, FL 32814TRUST BUT VERIFY
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