William L. Mansfield
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Lawrence Mansfield III, who also goes by William L. Mansfield III, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1999. William had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 2015 - December 26, 2018
AFFILIATED ADVISORS, INC.
September 23, 2010 - July 18, 2022
OSAIC WEALTH, INC.
September 8, 2004 - July 18, 2022
OSAIC WEALTH, INC.
August 25, 1999 - September 27, 2004
IDS LIFE INSURANCE COMPANY
August 25, 1999 - September 27, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AFFILIATED ADVISORS, INC.
CRD#: 131295 / SEC#:
Contact information
Red Flags
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