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MS

Mark A. Sanchez

MADISON AVENUE SECURITIES
San Diego, CA 92128
Some features on this profile are disabled
CRD#: 3272570
MS

Professional summary

Mark Anthony Sanchez, who also goes by Mark Anthony Sanchez Jr, Mark Sanchez, is a registered financial advisor currently at MADISON AVENUE SECURITIES, LLC located in San Diego, California.

Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Mark has worked at 11 firms and has passed the Series 65, Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Mark Anthony Sanchez Jr | Mark Sanchez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Anthony Sanchez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Mark Anthony Sanchez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 26, 2026 - Present

MADISON AVENUE SECURITIES, LLC

Office #1: 13500 Evening Creek Dr N #555, San Diego, CA 92128
RIA
BD
CRD#: 23224
San Diego, CA
Current

January 26, 2026 - Present

MADISON AVENUE SECURITIES, LLC

Office #1: 13500 Evening Creek Dr N #555, San Diego, CA 92128
RIA
BD
CRD#: 23224
San Diego, CA
Past

March 5, 2025 - January 23, 2026

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
POWAY, CA
Past

March 5, 2025 - January 23, 2026

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
POWAY, CA
Past

July 22, 2015 - December 16, 2024

LPL FINANCIAL LLC

RIA
CRD#: 6413
SAN DIEGO, CA
Past

July 21, 2015 - December 16, 2024

LPL FINANCIAL LLC

BD
CRD#: 6413
SAN DIEGO, CA
Past

February 9, 2012 - June 19, 2015

CUSO FINANCIAL SERVICES, L.P.

RIA
CRD#: 42132
SAN DIEGO, CA
Past

February 9, 2012 - June 29, 2015

SORRENTO PACIFIC FINANCIAL, LLC

RIA
CRD#: 127787
SAN DIEGO, CA
Past

February 8, 2012 - June 19, 2015

CUSO FINANCIAL SERVICES, L.P.

BD
CRD#: 42132
SAN DIEGO, CA
Past

February 8, 2012 - June 29, 2015

SORRENTO PACIFIC FINANCIAL, LLC

BD
CRD#: 127787
SAN DIEGO, CA
Past

August 23, 2007 - February 9, 2012

LPL FINANCIAL LLC

RIA
CRD#: 6413
SAN DIEGO, CA
Past

August 23, 2007 - February 9, 2012

LPL FINANCIAL LLC

BD
CRD#: 6413
SAN DIEGO, CA
Past

May 29, 2007 - August 30, 2007

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
POWAY, CA
Past

May 29, 2007 - August 30, 2007

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
POWAY, CA
Past

June 5, 2006 - May 29, 2007

CITICORP INVESTMENT SERVICES

RIA
CRD#: 23988
POWAY, CA
Past

June 5, 2006 - May 29, 2007

CITICORP INVESTMENT SERVICES

BD
CRD#: 23988
POWAY, CA
Past

November 22, 2004 - April 17, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
SAN DIEGO, CA
Past

November 5, 2004 - April 17, 2006

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

November 5, 2004 - April 17, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
SAN DIEGO, CA
Past

November 24, 2003 - October 12, 2004

WINDHAM SECURITIES, INC.

BD
CRD#: 20529
NEW YORK, NY
Past

May 4, 2000 - November 4, 2003

VANGUARD CAPITAL

BD
CRD#: 22081
DEL MAR, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES

CRD#: 23224 / SEC#: 801-69919, 8-40426

RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/26/2026)
IAR
California
(1/26/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/19/2004
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/31/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 9/19/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 5/3/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/17/2007
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 6/7/2004
Registered Options Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES

CRD#: 23224 / SEC#: 801-69919, 8-40426

RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Mailing Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Phone number
(858) 207-1300
Established
Delaware since 05/05/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
93

SEC notice filing (50 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

MADISON AVENUE SECURITIES FORM ADV PART 2A 3-26-2025 (10/3/2025)
MADISON AVENUE SECURITIES WRAP PROGRAM BROCHURE 3-26-2025 (10/3/2025)

Direct owners and executive officers

NamePositionCRD#
KT EQUITY PARTNERS II, LLCDIRECT OWNER
CALLANAN, DAVID JAMESMANAGER4237166
FIXSEN, VILAYPHONECHIEF OPERATING OFFICER4585926
JENSEN, GAIL MARIEDEPUTY CHIEF COMPLIANCE OFFICER1943705
MCNEES, MARTIN WILLIAMPRESIDENT3168410
PIERSON, MELISSA KAYCHIEF COMPLIANCE OFFICER1685017
WOODS, SANDRA ANNFINOP6200533

Regulatory assets under management

Total Number of Accounts14,100
AUM (Assets Under Management)$ 2,038,801,712

Disclosures

Regulatory Event8
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MADISON AVENUE SECURITIES, LLC

CRD#: 23224San Diego, CA 92128

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