Edward F. Wettig
PLANMEMBER SECURITIES
Bend, OR 97701
Some features on this profile are disabled
CRD#: 3272196
Professional summary
Edward Frederick Wettig, CFP®, who also goes by Edward Frederick Wettig III, is a registered financial advisor currently at PLANMEMBER SECURITIES CORPORATION located in Bend, Oregon.
Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Edward has worked at 5 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Edward Frederick Wettig Iii
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Cornerstone Financial Planning Group-424 NE Kearney, Bend, OR 97701; Investment related; Financial Services-securities & insurance sales & svcs; Financial Advisor; Start date 1/2022; 160 hrs/mnth; 130 hrs/mnth during trading. 2) Edward Wettig (self employed)- 424 NE Kearney, Bend, OR 97701; Investment related; Insurance sales & svcs; Insurance Broker/Agent; Start date 11/1999; 10-15 hrs/mnth & during trading. 3) Wettig Management Corporation- 424 NE Kearney, Bend, OR 97701; Investment related; Management of financial advisor business/for business and taxes; President; Start date 4/2014; 2-3 hrs/mnth; 0 hrs/mnth during trading. 4)United Financial Northwest; 424 NE Kearney Ave, Bend OR 97701; START DATE: 10/15/2023; Financial Advisor/Planner; Securities and insurance sales and service under the United Financial Northwest DBA; NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 120; IR 5) Lava Avenue LLC; 20406 White Pass Ct, Bend OR 97702; Start date 10/1/2024; Owner/Manager; Owning and managing a rental property; 6 hrs/mo; 0 hrs/mo during trading; NIR
CRS (Client Relationship Summary) - RIA
Click below to view Edward Frederick Wettig's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Edward Frederick Wettig's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
January 3, 2022 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 424 Ne Kearney Ave, Bend, OR 97701Office #2: 354 Ne Greenwood Ave., #216, Bend, OR 97701RIA
BD
CRD#: 11869
Bend, OR
Current
January 3, 2022 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 424 Ne Kearney Ave, Bend, OR 97701RIA
BD
CRD#: 11869
Bend, OR
Past
June 8, 2012 - January 4, 2022
OSAIC WEALTH, INC.
RIA
CRD#: 23131
BEND, OR
Past
June 8, 2012 - January 4, 2022
OSAIC WEALTH, INC.
BD
CRD#: 23131
BEND, OR
Past
June 1, 2009 - June 14, 2012
MORGAN STANLEY
RIA
CRD#: 149777
BEND, OR
Past
June 1, 2009 - June 14, 2012
MORGAN STANLEY
BD
CRD#: 149777
BEND, OR
Past
March 18, 2005 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
BEND, OR
Past
March 18, 2005 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
BEND, OR
Past
October 28, 2002 - March 21, 2005
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
BEND, OR
Past
August 24, 1999 - March 21, 2005
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/3/2022)
RR
California(1/3/2022)
RR
Georgia(9/26/2025)
RR
Illinois(1/3/2022)
RR
Indiana(1/3/2022)
RR
Kansas(1/3/2022)
RR
Oklahoma(1/3/2022)
RR
Oregon(1/3/2022)
IAR
Oregon(1/3/2022)
RR
Texas(1/3/2022)
IAR
Texas(1/3/2022)
RR
Washington(1/3/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
6187 Carpinteria Avenue, Carpinteria, CA 93013
Mailing Address
6187 Carpinteria Avenue, Carpinteria, CA 93013-2060
Phone number
(805) 684-1199
Established
California since 03/12/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
432
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PLANMEMBER FINANCIAL CORPORATION | OWNER | |
| BOWMAN, BYRON FRANCIS | CHIEF LEGAL OFFICER & SECRETARY | 2673117 |
| HALEY, SEAN PATRICK | CHIEF COMPLIANCE OFFICER | 2837579 |
| HANSON, STEVEN R | CHIEF FINANCIAL OFFICER / FINOPS | 4854600 |
| JANEWAY, TERRALL JOSEPH | EVP/CHIEF OPERATING OFFICER | 2947154 |
| ZIEHL, JON MICHAEL | PRESIDENT | 707642 |
Regulatory assets under management
| Total Number of Accounts | 68,978 |
| AUM (Assets Under Management) | $ 9,035,509,268 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/21/2022 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
