Brian P. Snoddy
Professional summary
Brian Paul Snoddy, who also goes by Byron Snoddy, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Brian is registered as a RR (Registered Representative) and started their career in finance in 1999. Brian has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Paul Snoddy's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2020 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901November 2, 2016 - January 28, 2020
BLUEROCK CAPITAL MARKETS LLC
December 16, 2008 - October 21, 2016
OSAIC INSTITUTIONS, INC.
August 16, 1999 - September 23, 2005
NATIONWIDE INVESTMENT SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/21/2020)
(1/3/2020)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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