Jeffrey L. Rosselli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Lee Rosselli was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1999. Jeffrey had worked at 11 firms and has passed the Series 65, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 2013 - January 19, 2015
FORSYTH WEALTH MANAGEMENT, INC.
March 29, 2011 - August 29, 2012
BELPOINTE ASSET MANAGEMENT LLC
April 6, 2010 - March 29, 2011
AEGIS CAPITAL CORP.
April 6, 2010 - March 29, 2011
AEGIS CAPITAL CORP.
January 21, 2010 - June 2, 2011
ATLANTIC WEALTH MANGEMENT, CORP.
December 7, 2009 - March 31, 2010
GUNNALLEN FINANCIAL, INC
November 10, 2009 - April 11, 2011
QUADSTAR CAPITAL ADVISORS, INC.
August 21, 2009 - March 31, 2010
GUNNALLEN FINANCIAL, INC
January 19, 2005 - December 31, 2009
ATLANTIC WEALTH MANGEMENT, CORP.
June 16, 2004 - February 7, 2005
WESTOVER ASSET MANAGEMENT, LLC
June 10, 2004 - July 29, 2005
PURSHE KAPLAN STERLING INVESTMENTS
April 5, 2004 - June 16, 2004
PARK AVENUE SECURITIES LLC
May 9, 2002 - June 16, 2004
PARK AVENUE SECURITIES LLC
April 13, 2001 - April 17, 2002
USALLIANZ SECURITIES, INC.
September 15, 1999 - May 9, 2001
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORSYTH WEALTH MANAGEMENT, INC.
CRD#: 140225 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 21 |
| AUM (Assets Under Management) | $ 1,400,639 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
