Jason P. Duffaut

KESTRA ADVISORY SERVICES

San Antonio, TX 78216

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CRD#: 3271533

Professional summary

Jason Paul Duffaut, CFP®, who also goes by Jason Paul Duffaut, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in San Antonio, Texas and KESTRA INVESTMENT SERVICES, LLC located in San Antonio, Texas.

Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Jason has worked at 10 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jason Paul Duffaut

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: MISSION FINANCIAL PLANNERS POSITION: Producer NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 3 START DATE: 01/03/2023 ADDRESS: 601 NW Loop 410, Suite 102, San Antonio TX 78216 DESCRIPTION: Sales and Administration Business Name: MISSION INSURANCE PLANNERS POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 3 START DATE: 01/03/2023 ADDRESS: 601 NW Loop 410, Suite 102, San Antonio TX 78216 DESCRIPTION: Getting Insurance quotes Taking insurance applications and submitting them to our BGA. Talking with prospects and clients about their insurance Business Name: BROADWAY INSURANCE AGENCY, LLC POSITION: Owner NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/03/2023 ADDRESS: 3419 Shawnee Way, San Antonio TX 78261 DESCRIPTION: Provide quotes interview prospects and clients for insurance needs take insurance applications submit applications to BGA Business Name: KESTRA ADVISORY SERVICES POSITION: Financial Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 01/02/2023 ADDRESS: 601 NW Loop 410, Suite 210, San Antonio TX 78216, United States DESCRIPTION: Provided managed money options to prospects and clients

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Paul Duffaut's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

January 4, 2023 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 601 Nw Loop 410 Suite 210, San Antonio, TX 78216

RIA

CRD#: 283330

San Antonio, TX

Current

February 13, 2023 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 601 Nw Loop 410 Suite 210, San Antonio, TX 78216

CRD#: 42046

San Antonio, TX

Past

June 1, 2020 - January 6, 2023

HERITAGE WEALTH MANAGEMENT, LLC

RIA

CRD#: 287909

SAN ANTONIO, TX

Past

September 15, 2016 - June 1, 2020

LPL FINANCIAL LLC

RIA

CRD#: 6413

SAN ANTONIO, TX

Past

September 15, 2016 - June 1, 2020

LPL FINANCIAL LLC

CRD#: 6413

SAN ANTONIO, TX

Past

October 5, 2010 - September 22, 2016

USAA FINANCIAL PLANNING SERVICES

RIA

CRD#: 106352

SAN ANTONIO, TX

Past

October 5, 2010 - September 22, 2016

USAA FINANCIAL ADVISORS, INC.

CRD#: 129035

SAN ANTONIO, TX

Past

September 7, 2006 - September 7, 2010

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

AUSTIN, TX

Past

August 15, 2006 - September 7, 2010

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

AUSTIN, TX

Past

October 9, 2003 - August 22, 2006

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

NEW ORLEANS, LA

Past

October 7, 2003 - August 22, 2006

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW ORLEANS, LA

Past

January 2, 2002 - March 4, 2002

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

SAN DIEGO, CA

Past

November 2, 2000 - December 31, 2001

ASSET PLANNING SOLUTIONS, INC.

CRD#: 46091

SAN DIEGO, CA

Past

August 12, 1999 - November 6, 2000

CAL FED INVESTMENTS

CRD#: 19631

SACRAMENTO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(4/16/2024)

Arkansas
(3/13/2023)

California
(3/6/2023)

Colorado
(4/4/2024)

Georgia
(2/22/2024)

Indiana
(3/10/2023)

Kentucky
(3/13/2023)

Michigan
(5/1/2023)

Minnesota
(6/21/2024)

Nevada
(3/9/2023)

North Carolina
(3/6/2023)

Pennsylvania
(3/7/2023)

Tennessee
(7/5/2023)

IAR

Texas
(1/4/2023)

Texas
(3/9/2023)

Utah
(3/6/2023)

Virginia
(3/9/2023)

Wisconsin
(3/7/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 3/4/2023

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 11/1/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/20/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/12/1999

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/26/2005

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason P. Duffaut

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Paul Duffaut's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

HERITAGE WEALTH MANAGEMENT, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

USAA FINANCIAL PLANNING SERVICES

USAA FINANCIAL ADVISORS, INC.

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

FIRST ALLIED SECURITIES, INC.

ASSET PLANNING SOLUTIONS, INC.

CAL FED INVESTMENTS

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/4/2023

Series 66

Date: 11/1/2001

SIE

Date: 10/1/2018

Series 7

Date: 6/20/2001

Series 6

Date: 8/12/1999

Series 24

Date: 11/26/2005

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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