Patrick Sweeney
Professional Summary
Patrick Sweeney, who also goes by Donald Patrick Sweeney III, Donald Sweeney, is a registered financial advisor currently at SAND CAPITAL LLC located in New York, New York. Patrick is registered as a RR (Registered Representative) and started their career in finance in 1999. Patrick has worked at 2 firms and has passed the Series 63, Series 99TO, Series 7TO, SIE, Series 7, Series 62 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Donald Patrick Sweeney Iii, Donald Sweeney
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
27 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
SAND CAPITAL LLC
Contact Information
Main Address
30 Hudson Yards 83rd Floor, New York, NY 10001Mailing Address
30 Hudson Yards 83rd Floor, New York, NY 10001Phone Number
(646) 582-2219Established
Delaware since 07/19/2018Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/22/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Aug 1999SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Patrick Sweeney's CRS (Customer Relationship Summary).
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