Sandra A. Del Toro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sandra Annabel Del Toro, who also goes by Sandra Annabel Deltoro, was a registered financial professional .
Sandra is a previously registered financial professional and started their career in finance in 2001. Sandra had worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 25, 2017 - June 24, 2020
MOTIF CAPITAL MANAGEMENT, INC.
June 8, 2011 - July 1, 2020
MOTIF
October 28, 2008 - March 19, 2010
UBS FINANCIAL SERVICES INC.
October 24, 2008 - March 19, 2010
UBS FINANCIAL SERVICES INC.
November 26, 2007 - November 6, 2008
CITIGROUP GLOBAL MARKETS INC.
May 3, 2001 - November 6, 2008
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MOTIF CAPITAL MANAGEMENT, INC.
CRD#: 277051 / SEC#: 801-105472
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
