Derek A. Staaland

SAYBRUS EQUITY SERVICES

LOVES PARK, IL 60118

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CRD#: 3270707

Professional summary

Derek Allen Staaland is a registered financial professional currently at SAYBRUS EQUITY SERVICES, LLC located in Loves Park, Illinois.

Derek is registered as a RR (Registered Representative) and started their career in finance in 1999. Derek has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Derek Allen Staaland's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 5, 2016 - Present

SAYBRUS EQUITY SERVICES, LLC

Office #1: 2004 East River Boulevard, Loves Park, IL 60118

CRD#: 153319

LOVES PARK, IL

Past

June 27, 2012 - January 4, 2016

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

ROCKFORD, IL

Past

March 7, 2002 - June 22, 2012

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

ROCKFORD, IL

Past

January 11, 2001 - January 29, 2002

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

August 12, 1999 - September 27, 1999

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

August 12, 1999 - September 27, 1999

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(1/5/2016)

Missouri
(1/3/2017)

Oregon
(5/17/2024)

Exams

State Security Law Exam

Series 63

Date: 1/30/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 8/12/1999

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

SAYBRUS EQUITY SERVICES, LLC

SAYBRUS EQUITY SERVICES, INC | SAYBRUS EQUITY SERVICES, LLC

CRD#: 153319 / SEC#: , 8-68521

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

One American Row, Hartford, CT 06102-5056

Mailing Address

P.o. Box 5056, Hartford, CT 06102-5056

Phone number

(860) 403-3100

Established

Delaware since 10/01/2018

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
SAYBRUS HOLDINGS, LLC	PARENT COMPANY
ALI, AZIZ	VICE PRESIDENT	5030560
CASSIDY, EDWARD WILLIAM JR	EXEC. VP / INTERNAL DIRECTOR	1606787
COSTENBADER, WALTER RUSSELL	FINOP	1828345
HALPERIN, JEFFREY PAUL	INTERNAL DIRECTOR	2899327
LOWE, MOIRA CRONAN	PRESIDENT / CEO / INTERNAL DIRECTOR	4076427
MOORE, GIDEON CLOYES	CHIEF LEGAL OFFICER	7011735
SADOWSKI, ADAM MARK	ASSISTANT VICE PRESIDENT	4578505
SIINO, KATHERINE MARY	AVP & CHIEF COMPLIANCE OFFICER	1666402
TOMKO, CHRISTINE	CFO, PFO, POO	6989991
VIETRI, MICHAEL JOSEPH	INTERNAL DIRECTOR	1068983

Red Flags

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Derek A. Staaland

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Derek Allen Staaland's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAYBRUS EQUITY SERVICES, LLC

LINCOLN FINANCIAL DISTRIBUTORS, INC.

HIMCO DISTRIBUTION SERVICES COMPANY

BANC ONE SECURITIES CORPORATION

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/30/2001

SIE

Date: 10/1/2018

Series 6

Date: 8/12/1999

FINRA

Current Firm

SAYBRUS EQUITY SERVICES, LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

SAYBRUS EQUITY SERVICES, LLC

TRUST BUT VERIFY

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