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TG

Thomas A. Griffore

SOVEREIGN FINANCIAL GROUP
NOVI, MI
Some features on this profile are disabled
CRD#: 3270074
TG

Professional summary

Thomas Allen Griffore, who also goes by Tom Griffore, is a registered financial advisor currently at SOVEREIGN FINANCIAL GROUP, INC. located in Novi, Michigan.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Thomas has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Tom Griffore

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Allen Griffore's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 26, 2026 - Present

SOVEREIGN FINANCIAL GROUP, INC.

RIA
CRD#: 294314
NOVI, MI
Past

October 1, 2021 - January 23, 2026

GREAT LAKES WEALTH, LLC

RIA
CRD#: 282362
NORTHVILLE, MI
Past

October 15, 2019 - September 20, 2021

CITIZENS SECURITIES, INC.

RIA
CRD#: 39550
NOVI, MI
Past

October 15, 2019 - September 20, 2021

CITIZENS SECURITIES, INC.

BD
CRD#: 39550
NOVI, MI
Past

July 24, 2018 - October 28, 2019

EAGLE STRATEGIES LLC

RIA
CRD#: 110826
SOUTHFIELD, MI
Past

February 24, 2017 - October 28, 2019

NYLIFE SECURITIES LLC

BD
CRD#: 5167
SOUTHFIELD, MI
Past

June 24, 2008 - October 10, 2016

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
FARMINGTON, MI
Past

July 24, 2006 - October 6, 2016

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
FARMINGTON, MI
Past

February 7, 2003 - November 22, 2005

BEAM WEALTH ADVISORS, INC.

RIA
CRD#: 109867
GRAPEVINE, TX
Past

January 2, 2003 - June 30, 2005

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
BOSTON, MA
Past

July 13, 2001 - December 9, 2002

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
LEWISVILLE, TX
Past

July 10, 2000 - December 9, 2002

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SOVEREIGN FINANCIAL GROUP, INC.
CHEDESTER FINANCIAL | VENTURE STONE WEALTH MANAGEMENT | TAILORED WEALTH | STONE ARCH WEALTH ADVISORS, LLC | SOVEREIGN FINANCIAL GROUP, INC. | MASSEY FINANCIAL SERVICES

CRD#: 294314 / SEC#: 801-114529

RIA
Registered Investment Advisory firm - (1/31/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Michigan
(1/26/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/11/2000
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/7/2000
General Securities Representative Examination

Current Firm

SF
SOVEREIGN FINANCIAL GROUP, INC.
CHEDESTER FINANCIAL | VENTURE STONE WEALTH MANAGEMENT | TAILORED WEALTH | STONE ARCH WEALTH ADVISORS, LLC | SOVEREIGN FINANCIAL GROUP, INC. | MASSEY FINANCIAL SERVICES

CRD#: 294314 / SEC#: 801-114529

RIA
Registered Investment Advisory firm - (1/31/2019 Approved)
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Contact information

Main Address
35 West Broad Street Suite 100, Stamford, CT 06902
Mailing Address
Phone number
(888) 765-8180
Established
Firm type
Fiscal year end
# of Employees
26

SEC notice filing (27 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SOVEREIGN FINANCIAL GROUP, INC FIRM BROCHURE (10/31/2025)

Regulatory assets under management

Total Number of Accounts3,304
AUM (Assets Under Management)$ 882,702,145

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SOVEREIGN FINANCIAL GROUP, INC.

CRD#: 294314Novi, MI

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