Thomas A. Griffore

GREAT LAKES WEALTH

Northville, MI 48167

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CRD#: 3270074

Professional summary

Thomas Allen Griffore, who also goes by Tom Griffore, is a registered financial advisor currently at GREAT LAKES WEALTH, LLC located in Northville, Michigan.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Thomas has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tom Griffore

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Sequoius, LLC; Not Investment Related; 24369 Holyoke Ln, Novi, MI 48374; Marketing Company & Advertisements; CEO of Company; March 10, 2020; 10 hours a month; 0 hours per month during trading hours; Market Supplements for Combat. Help with Advertising & Marketing.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Allen Griffore's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 1, 2021 - Present

GREAT LAKES WEALTH, LLC

Office #1: 22260 Haggerty Road Suite 160, Northville, MI 48167

RIA

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GREAT LAKES WEALTH, LLC

AMERICAN PRIVATE WEALTH | LANGTREE WEALTH | GREAT LAKES WEALTH, LLC | GREAT LAKES PRIVATE WEALTH | AMERICAN WEALTH, LLC

CRD#: 282362 / SEC#: 801-121370

RIA

Registered Investment Advisory firm - (6/2/2021 Approved)

Michigan

Registered Investment Advisory firm - (8/16/2021 Terminated)

North Carolina

Registered Investment Advisory firm - (8/17/2021 Terminated)

Texas

Registered Investment Advisory firm - (8/13/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(10/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/11/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/7/2000

General Securities Representative Examination

Current Firm

GREAT LAKES WEALTH, LLC

AMERICAN PRIVATE WEALTH | LANGTREE WEALTH | GREAT LAKES WEALTH, LLC | GREAT LAKES PRIVATE WEALTH | AMERICAN WEALTH, LLC

CRD#: 282362 / SEC#: 801-121370

RIA

Registered Investment Advisory firm - (6/2/2021 Approved)

Michigan

Registered Investment Advisory firm - (8/16/2021 Terminated)

North Carolina

Registered Investment Advisory firm - (8/17/2021 Terminated)

Texas

Registered Investment Advisory firm - (8/13/2021 Terminated)

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Contact information

Main Address

22260 Haggerty Road Suite 160, Northville, MI 48167

Mailing Address

Phone number

(248) 378-1200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV 2A - FIRM BROCHURE (10/28/2025)

Regulatory assets under management

Total Number of Accounts	921
AUM (Assets Under Management)	$ 143,150,134

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Thomas A. Griffore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Allen Griffore's CRS (Customer Relationship Summary).

Certified licenses

Experience

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

BEAM WEALTH ADVISORS, INC.

MUTUAL SERVICE CORPORATION

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

GREAT LAKES WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/11/2000

SIE

Date: 10/1/2018

Series 7

Date: 7/7/2000

Current Firm

GREAT LAKES WEALTH, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GREAT LAKES WEALTH, LLC

TRUST BUT VERIFY

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