Nariman Jalayer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nariman Jalayer, who also goes by Norm Jalay, Norman Jalayer, was a registered financial professional .
Nariman is a previously registered financial professional and started their career in finance in 1999. Nariman had worked at 10 firms and has passed the Series 63, Series 7, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 6, 2012 - June 10, 2013
OBSIDIAN FINANCIAL GROUP, LLC
February 9, 2012 - July 31, 2012
WILMINGTON CAPITAL SECURITIES, LLC
October 4, 2011 - March 5, 2012
MM GLOBAL SECURITIES, INC.
October 23, 2008 - October 27, 2009
JOHN THOMAS FINANCIAL
April 16, 2008 - October 20, 2008
NEWBRIDGE SECURITIES CORPORATION
March 12, 2007 - April 17, 2008
JOSEPH STEVENS & CO., INC.
February 28, 2006 - March 20, 2007
THE CONCORD EQUITY GROUP, LLC
February 11, 2005 - March 2, 2006
GRANITE ASSOCIATES, INC
September 10, 2003 - February 28, 2005
JOSEPH STEVENS & CO., INC.
November 20, 2002 - September 12, 2003
LADENBURG THALMANN & CO. INC.
August 2, 1999 - November 20, 2002
LADENBURG CAPITAL MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OBSIDIAN FINANCIAL GROUP, LLC
CRD#: 104255 / SEC#: , 8-52756
Contact information
Documents
Disclosures
| Regulatory Event | 17 |
| Arbitration | 9 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
