Miles N. Weatherup
Professional summary
Miles Nilson Weatherup, who also goes by Miles N Weatherup, is a registered financial professional currently at REALTA EQUITIES, INC. located in Wilmington, Delaware.
Miles is registered as a RR (Registered Representative) and started their career in finance in 2002. Miles has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Miles Nilson Weatherup's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 9, 2024 - Present
REALTA EQUITIES, INC.
Office #1: 1201 N. Orange Street Suite 729, Wilmington, DE 19801February 15, 2013 - July 15, 2024
CETERA WEALTH SERVICES, LLC
July 14, 2005 - February 20, 2013
LPL FINANCIAL LLC
February 4, 2004 - April 20, 2005
CITIGROUP GLOBAL MARKETS INC.
July 22, 2002 - November 7, 2003
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/9/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
REALTA EQUITIES, INC.
CRD#: 23769 / SEC#: , 8-40822
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 7 |
Red Flags
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Company Information
REALTA EQUITIES, INC.
CRD#: 23769Wilmington, DE 19801TRUST BUT VERIFY
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