Brett M. Toomey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brett Monroe Toomey was a registered financial advisor .
Brett is a previously registered financial advisor and started their career in finance in 1999. Brett had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 2014 - August 19, 2014
BRIGHT OWL INVESTMENT ADVISORS
June 24, 2008 - March 3, 2009
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
May 6, 2008 - March 3, 2009
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
July 18, 2002 - February 8, 2008
CUNA BROKERAGE SERVICES, INC.
July 8, 2002 - February 8, 2008
CUNA BROKERAGE SERVICES, INC.
February 22, 2001 - June 25, 2002
EQUITABLE ADVISORS, LLC
August 19, 1999 - November 10, 2000
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
BRIGHT OWL INVESTMENT ADVISORS
CRD#: 168851 / SEC#: 801-78512
Contact information
Red Flags
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