Robert S. Newman

PARALEL DISTRIBUTORS

Boston, MA 02111-2641

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CRD#: 3267913

Professional summary

Robert Strother Newman, who also goes by Rob Newman, Robbie Newman, Robert S Newman, is a registered financial professional currently at PARALEL DISTRIBUTORS located in Boston, Massachusetts.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1999. Robert has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Rob Newman | Robbie Newman | Robert S Newman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Strother Newman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 25, 2025 - Present

PARALEL DISTRIBUTORS

Office #1: One Lincoln Street Suite 1700, Boston, MA 02111-2641

CRD#: 316115

Boston, MA

Past

January 4, 2021 - April 25, 2025

AMUNDI ASSET MANAGEMENT US, INC.

RIA

CRD#: 107719

BOSTON, MA

Past

September 8, 2009 - December 31, 2020

AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

RIA

CRD#: 138756

BOSTON, MA

Past

August 27, 2009 - April 16, 2025

AMUNDI DISTRIBUTOR US, INC.

CRD#: 24497

Charlotte, NC

Past

February 25, 2005 - August 11, 2009

BOFA ADVISORS, LLC

RIA

CRD#: 107900

CHARLOTTE, NC

Past

June 21, 2004 - August 11, 2009

BOFA DISTRIBUTORS, INC.

CRD#: 30683

BOSTON, MA

Past

January 1, 2003 - March 3, 2005

BACAP DISTRIBUTORS, LLC

RIA

CRD#: 46088

CHARLOTTE, NC

Past

January 1, 2003 - June 21, 2004

BACAP DISTRIBUTORS, LLC

CRD#: 46088

CHARLOTTE, NC

Past

December 31, 2001 - January 1, 2003

STEPHENS

RIA

CRD#: 3496

CHARLOTTE, NC

Past

December 22, 1999 - January 1, 2003

STEPHENS

CRD#: 3496

LITTLE ROCK, AR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/25/2025)

Alaska
(7/25/2025)

Arizona
(7/25/2025)

Arkansas
(7/25/2025)

California
(7/25/2025)

Colorado
(7/25/2025)

Connecticut
(7/25/2025)

Delaware
(7/25/2025)

District of Columbia
(7/25/2025)

Florida
(7/25/2025)

Georgia
(7/25/2025)

Hawaii
(7/25/2025)

Idaho
(7/25/2025)

Illinois
(7/25/2025)

Indiana
(7/25/2025)

Iowa
(7/25/2025)

Kansas
(7/25/2025)

Kentucky
(7/25/2025)

Louisiana
(7/25/2025)

Maine
(7/25/2025)

Maryland
(7/25/2025)

Massachusetts
(7/25/2025)

Michigan
(7/25/2025)

Minnesota
(7/25/2025)

Mississippi
(7/25/2025)

Missouri
(7/25/2025)

Montana
(7/25/2025)

Nebraska
(7/25/2025)

Nevada
(7/25/2025)

New Hampshire
(7/25/2025)

New Jersey
(7/25/2025)

New Mexico
(7/25/2025)

New York
(7/25/2025)

North Carolina
(7/25/2025)

North Dakota
(7/25/2025)

Ohio
(7/25/2025)

Oklahoma
(7/25/2025)

Oregon
(7/25/2025)

Pennsylvania
(7/25/2025)

Puerto Rico
(7/25/2025)

Rhode Island
(7/25/2025)

South Carolina
(7/25/2025)

South Dakota
(7/25/2025)

Tennessee
(7/25/2025)

Texas
(7/25/2025)

Utah
(7/25/2025)

Vermont
(7/25/2025)

Virgin Islands
(7/25/2025)

Virginia
(7/25/2025)

Washington
(7/25/2025)

West Virginia
(7/25/2025)

Wisconsin
(7/25/2025)

Wyoming
(7/25/2025)

Exams

State Security Law Exam

IAR

Series 65

Date: 8/6/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/19/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/9/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/21/1999

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/7/2022

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PARALEL DISTRIBUTORS

PARALEL DISTRIBUTORS | PARALEL DISTRIBUTORS LLC

CRD#: 316115 / SEC#: , 8-70771

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

1700 Broadway Suite 1850, Denver, CO 80290

Mailing Address

1700 Broadway Suite 1850, Denver, CO 80290

Phone number

(303) 378-0364

Established

Delaware since 06/21/2021

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
PARALEL TECHNOLOGIES, LLC	DIRECT OWNER
MAY, JEREMY OPPEGARD	CEO/FOUNDER	2744563
SWENSON, BRADLEY JOHN	PRESIDENT/CCO/FINOP	2666663

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert S. Newman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Strother Newman's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMUNDI ASSET MANAGEMENT US, INC.

AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

AMUNDI DISTRIBUTOR US, INC.

BOFA ADVISORS, LLC

BOFA DISTRIBUTORS, INC.

BACAP DISTRIBUTORS, LLC

BACAP DISTRIBUTORS, LLC

STEPHENS

STEPHENS

State Registrations and Notice Filings

Exams

Series 65

Date: 8/6/2001

Series 63

Date: 4/19/2000

SIE

Date: 10/1/2018

Series 7

Date: 10/9/2001

Series 6

Date: 12/21/1999

Series 24

Date: 1/7/2022

FINRA

Current Firm

PARALEL DISTRIBUTORS

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

PARALEL DISTRIBUTORS

TRUST BUT VERIFY

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